13 JUNE, 2011
(Almost) Everything You Need to Know about Culture in 10 Books by Maria Popova
What the limits of the universe have to do with the history of jazz and the secret of happiness.
Last week, I was reorganizing my library and realized that some of my favorite books are ones that introduced me to subjects I either admired but knew little about or was unaware of altogether. The kinds of reads that profoundly enrich one’s lens on the world. So I thought I’d put together a modest reading list of essential primers for, well, everything. Okay, maybe not everything — I’m keenly aware of how laughable that proposition is — but a fair amount to offer a basis for the kind of cross-disciplinary understanding of culture that I believe is crucial to contributing to the world in a meaningful way. To begin, here are ten essential primers on everything from jazz to data visualization to money.
DATA VISUALIZATIONLong before there was The Visual Miscellaneum or Data Flow, there was Graphis diagrams: The graphic visualization of abstract data — a seminal vision for the convergence of aesthetics and information value, originally published in 1974, which codified the conventions of contemporary data visualization and information design. One of the 100 most influential design books of the past 100 years, it features work by icons like iconic designer and animator Saul Bass, Brain Pickings favorite Milton Glaser, TED founder Richard Saul Wurman and many more.
Images courtesy of insect54
JAZZAs a lover of jazz, I was thrilled for this month’s release of The History of Jazz — Ted Gioia‘s fascinating and ambitious cultural biography of the genre, though such classification is incredibly reductionist, that permeated just about every facet of creative culture, social dynamics and politics.
The idea of a ragtime ballet or opera must have seemed an oxymoron to those on both sides of the great racial divide that characterized turn-of-the-century American society. It required the development of a different aesthetic before such works could be appreciated on their own terms.
In our own day, we have embraced just such a new aesthetic, one that allows audience not only to accept, but often rush to praise, willy-nilly, various transformations of vernacular forms of culture into serious art. This tendency is evident not only — or even primarily — in jazz but in virtually every contemporary genre and style of creative human expression. But even in tolerant, liberal-mined times, the tension between these two streams of activity continues to seethe under the surface. This dynamic interaction, the clash and fusion — of African and European, composition and improvisation, spontaneity and deliberation, the popular and the serious, high and low — will follow us at virtually every turn as we unfold the complex history of jazz music.” ~ Ted Gioia
COSMOLOGYIn 1988, legendary theoretical physicist and cosmologist Stephen Hawking wrote what’s commonly held as the most important book in popular science ever published. A Brief History of Time attempted to answer one of humanity’s most fundamental questions — where did the universe come from? — and tackled the complex subject of cosmology through a multitude of angles, including the Big Bang theory, black holes, high mathematics, the nature of time, gravity and much more, yet did it in a way digestible enough to invite the non-expert reader to consider the universe in an entirely new way. (Eight years later, a fantastic illustrated edition offered a revised, updated and expanded version of the book.) With a foreword by none other than Carl Sagan, the book remains a fundamental sensemaking mechanism for understanding the cosmos, our place in it, how we got there and where we might be going.
Perhaps most powerful of all is the human hope and scientific vision of Hawking’s ending:
If we find [a unified theory], it would be the ultimate triumph — for then we would know the mind of God.”
INFORMATION THEORYThe future of information is something I’m deeply interested in, but no such intellectual exploit is complete without a full understanding of its past. Running the risk of overbeating that drum — since I both reviewed it separately earlier this year and placed it atop my annual summer reading list for 2011 — I still maintain that James Gleick’s The Information: A History, a Theory, a Flood is the most important and ambitious work in illuminating human communication and media theory since the days of Marshall McLuhan. Gleick illustrates the central dogma of information theory through a riveting journey across African drum languages, the story of the Morse code, the history of the French optical telegraph, and a number of other fascinating facets of humanity’s infinite quest to transmit what matters with ever-greater efficiency.
We know about streaming information, parsing it, sorting it, matching it, and filtering it. Our furniture includes iPods and plasma screens, our skills include texting and Googling, we are endowed, we are expert, so we see information in the foreground. But it has always been there.” ~ James Gleick
But what makes the book truly shine is that, unlike some of his more techno-dystopian contemporaries, Gleick roots his core argument in a certain faith in humanity, in our moral and intellectual capacity for elevation, making the evolution and flood of information an occasion to celebrate new opportunities and expand our limits, rather than to despair over our limitations.
MONEYIn The Ascent of Money: A Financial History of the World, Harvard historian Niall Ferguson makes a compelling case for banking and the development of currency as a central force behind how civilization has evolved. As we begin to emerge from one of the biggest global recessions in recorded history, Ferguson offers a timely and timeless reminder of one of the greatest truths in financial history and, I would add, human psychology at large: Sooner or later, every bubble bursts. What makes the book even more interesting is that Ferguson completed his research for it prior to the actual economic recession in the U.S., yet many of his insights and conclusions presage what was about to happen with uncanny accuracy.
Behind each great historical phenomenon there lies a financial secret, and this book sets out to illuminate the most important of these. For example, the Renaissance created such a boom in the market for art and architecture because Italian bankers like theMedici mad fortunes by applying Oriental mathematics to money. The Dutch Republic prevailed over the Habsburg Empire because having the world’s first modern stock market was financially preferable to having the world’s biggest silver mine. The problems of the French monarchy could not be resolved without a revolution because a convicted Scots murderer had wrecked the French financial system by unleashing the first stock market bubble and bust.” ~ Niall Ferguson
Above all, the book — one of 5 must-read books by this year’s TED Global speakers and a companion read to a BBC documentary of the same name, now free to watch online — is an admirable effort to break down what Ferguson calls “the dangerous barrier which has arisen between financial knowledge and other kinds of knowledge,” a hallmark of the holistic knowledge and cross-disciplinary curiosity I so firmly believe are the key to a richer, more creative, more intelligent life.
CLASSICAL MUSICClassical music is something most people recognize for its cultural importance, but admire from a safe distance. Yet its influence on contemporary culture, both musically and beyond, is wide and all-permeating. In The Rest Is Noise: Listening to the Twentieth Century, New Yorker music critic Alex Ross dances across the most essential 20th-century pieces in major and minor with so much grace and eloquence that you emerge with a newfound understanding for and appreciation of the beautiful language of classical music. From Strauss to Mahler to Coltrane to Glass, from politics to technological innovation to art history, Ross offers a biographical, historical and social context for the most elevated soundtrack of the past century and extends an invitation to listen to it with new ears and new heart.
Because composers have infiltrated every aspect of modern existence, their work can be depicted only on the largest possible canvas. The Rest Is Noise chronicles not only the artists themselves but also the politicians, dictators, millionaire patrons, and CEOs who tried to control what music was written; the intellectuals who attempted to adjudicate style; the writers, painters, dancers, and filmmakers who provided companionship on lonely roads of exploration; the audiences who variously reveled in, reviled, or ignored what composers were doing; the technologies that changed how music was made and heard; and the revolutions, hot and cold wars, waves of emigration, and deeper social transformations that reshape the landscape in which composers worked.” ~ Alex Ross
Ross’s sequel, Listen to This, is one of 7 must-read books on music, emotion and the brain.
WRITINGWhen it was published earlier this year, it didn’t take long to recognize How to Write a Sentence: And How to Read One by New York Times columnist Stanley Fish as the most important and ambitious work on the art and craft of language since Strunk and White’s iconic 1918 classic, The Elements of Style. In fact, Fish offers an intelligent rebuttal to some of the cultish mandates of Strunk and White’s bible, most notably the blind insistence on brevity and sentence minimalism. To make his case, he picks apart some of history’s most powerful sentences, from Shakespeare to Dickens to Lewis Carroll, using a kind of literary forensics to excavate the essence of beautiful language through its fundamental building block, the sentence.
The pleasure I take in the sentence has nothing to do with the case or with the merits of either the majority’s or the dissent’s arguments. It is the pleasure of appreciating a technical achievement — here the athletic analogy might be to target shooting. [...] I carry the sentence around with me as others might carry a precious gem or a fine Swiss watch. I pull it out and look at it. I pull it out and invite others (who are sometimes reluctant) to look at it. I put it under a microscope and examine its innermost workings.” ~ Stanley Fish
FILMHoward Suber is considered America’s most distinguished film scholar, having founded the UCLA Film Archive and dramatically reformed the Society for Cinema and Media Studies, and The Power of Film is nothing short of a remarkable reflection of his reputation and his lifetime of teaching film. In fact, screenwriter David Koepp might not be exaggerating when he says that what Aristotle did for drama, Suber has done for film. The book is essentially a laboratory exploring the patterns, principles and elements of cinematic storytelling that make a film successful, memorable and culturally impactful. And, as Francis Ford Coppola points out about the book, “[m]uch of it is surprisingly contrary to what ‘everyone knows.’”
Popular films are a special kind of drama. While much that is in them can be traced back to the ancient dramas of Aeschylus, Sophocles, and Euripides, whose works were performed in a kind of popular theater for Athenians, only some of what was true for dramatists and their audiences then continues to be true twenty-five centuries later.
Popular films have their own principles, patterns and structures. These deal not so much with style and technique as with the psychology of storytelling, which ultimately is the psychology of contemporary human beings.” ~ Howard Suber
SCIENCE FICTIONScience fiction is a relatively nascent literary genre, and yet it has become intricately intertwined with much of contemporary culture, from entertainment to design to scientific inquiry to technological innovation. As Star Trek creator Gene Roddenberry famously noted in a 1980 letter, “[t]he links between science fiction and science are well-established.” In The Secret History of Science Fiction anthologists James Patrick Kelly and John Kessel offer a fascinating parallel history of the genre born out of an active rebellion against the very term “genre” and a frustration with the multitude of definitions of “science fiction.”
We understand why some might say that, after the mid-1970s, sf went back to the playroom, never to be taken seriously again. But they do a vast disservice to the writers and readers of the next thirty years. What we hope to present in this anthology is an alternative vision of sf from the early 1970s to the present, one in which it becomes evident that the literary potential of sf was not squandered. We offer evidence that the developments of the 1960s and early ’70s have been carried forth, if mostly outside of the public eye. For years they have been overshadowed by popular media sf and best-selling books that cater to the media audience. And at the same time that, on one side of the genre divide, sf was being written at the highest levels of ambition, on the other side, writers came to use the materials of sf for their own purposes, writing fiction that is clearly science fiction, but not identified by that name.”
The book features 19 stories from iconic authors, many not classically considered science fiction writers, including Margaret Atwood, Don DeLillo, Jonathan Lethem and George Saunders. (It’s also incredibly refreshing to see such a gender-balanced anthology.)
HAPPINESSEarlier this year, I did an extensive reading list of what I consider to be the 7 most essential books on the art and science of happiness. Topping it was Jonathan Haidt‘s The Happiness Hypothesis: Finding Modern Truth in Ancient Wisdom, which examines millennia of philosophical thought on the grand question of what makes us happy to unearth ten great theories of happiness discovered by the thinkers of the past. From Plato to Jesus to Buddha, they reveal a surprising abundance of common tangents. (For example, from Shakespeare: “There is nothing either good or bad, but thinking makes it so.” From Buddha: “Our life is the creation of our mind.”)
Haidt takes this ambitious analysis of philosophical thought over the centuries and examines it through the prism of modern psychology research to paint a profound portrait of our civilization’s understanding of happiness and extract a remarkably compelling blueprint for optimizing the human condition for well-being.
The story begins with an account of how the human mind works. Not a full account, of course, just two ancient truths that must be understood before you can take advantage of modern psychology to improve your life. The first truth is the foundational idea of this book: The mind is divided into parts that sometimes conflict. Like a rider on the back of an elephant, the conscious, reasoning part of the mind has only limited control of what the elephant does. Nowadays, we know the causes of these divisions, and a few ways to help the rider and the elephant work better as a team.” ~ Jonathan Haidt
* * *
What are the books that gave you new understanding of something or opened your eyes to a facet of culture that had been previously foreign to you?
For daily notes; adjunct to calendar; in lieu of handwriting notes in Day-Timer
Showing posts with label Culture. Show all posts
Showing posts with label Culture. Show all posts
Monday, June 13, 2011
Tuesday, April 27, 2010
Local Heroes, Far From Home By MICHAEL KIMMELMAN
April 27, 2010
Local Heroes, Far From Home By MICHAEL KIMMELMAN
Rome
I JOINED the crowds heading into an Edward Hopper show at the Fondazione Roma the other morning. Organized in collaboration with the Whitney Museum of American Art in New York (most of the works come from there), the exhibition has been a hit here. In a country with what often seems like the most refined taste in the world and no taste at all, it owes something to a cheesy full-scale reconstruction of the “Nighthawks” diner in the first gallery. Visitors snap pictures of themselves posing beside fedora-clad mannequins slumped stiffly over the counter. There’s another, better gimmick too, a room with pencils and stacks of white paper, where doodlers copy Hopper’s drawings. Reproductions are projected onto the stacks, so lines can be easily traced, and people labor over their tracings, then tote them around the show like diplomas. (By people, of course, I mean me.)
Which got me thinking: Just how global is art? I quizzed some Italians and also a few New Yorkers at the exhibition, and it wasn’t that the Italians didn’t “get” Hopper, or didn’t like him. He’s world famous by now, beloved, and the Italians easily brought up the links to film noir and Antonioni. But New Yorkers, naturally, spoke quite differently about him.
Hopper’s work, like all good art, remains local on some crucial level, and that’s no doubt just as true for those Italian, French and German old master paintings that fill museums from Tokyo to Tulsa and epitomize what we have come to think of as universal Western art. Italians from the small Umbrian village of Montefalco will tell you that they see in the Renaissance works of Benozzo Gozzoli, their hometown hero, a landscape and light that doesn’t make the same impact on people who didn’t grow up there. These visceral reactions are acquired through firsthand experience.
No matter how much culture has become globalized, art retains meanings specific to a certain time and place. Good art does, anyway (which accounts for why too much not-so-good contemporary art, aimed at the global marketplace, looks generic and everywhere alike). Those meanings come, as it were, bred in the bone. Hopper is an American exemplar.
Although he visited Paris early on, he always denied any lasting French influence. But clearly he picked up plenty of ideas from Manet, Degas and Daumier, European masters of modern alienation, then did far more than merely substitute the Williamsburg Bridge and the Sheridan Theater for the Pont Neuf and Longchamp. He recognized how all those bridges and high-rises reaching for heaven and all those wide-open spaces and country barns in spring-green fields were clichés of an America whose population numbered countless people leading interior, often profoundly solitary lives.
Hopper conveyed the psychological angle in silent places that he cast in a hard, melancholy light. But that light could also conjure up memories: the elevated tracks and anonymous apartment blocks, to New Yorkers who know them intimately, can invoke not just industrial sprawl or glum urbanism but also a singular beauty and dignity amplified by, and grounded in real, lived experience.
We talk about the art world these days as if everyone everywhere who appreciates art belongs to the same global tribe, united by jet travel, integrated markets and the Web. But there are many art worlds, countless ones, which often don’t talk to one another, don’t know or care about one another, and that are no less potent because they’re not, strictly speaking, universal. In Berlin, Heinrich Zille is a beloved artist, and streets, bars and restaurants are named after him. There’s a Zille museum. Books, plays and movies have been written about him. Another play just opened this spring around the corner from my home in Berlin.
But outside Berlin, even in the rest of Germany, he’s little known. He’s Berlin’s Hopper in that he grasped, in a similarly granular way, the city’s inner life a century ago. Rough and affectionate, never sentimental, typically Berlin-like, his work still tends to speak more directly to old-time natives than the works of many better-known global stars like Grosz or Kirchner. He invented nothing, unlike them. He wasn’t a modernist or even a great stylist. He trafficked in the same lower-class scenes of everyday life that contemporaneous artists in America like George Bellows and John Sloan painted. But he focused on places and qualities rooted in Berliners’ particular self-image: on life inside the city’s communal courtyards and in the rental barracks and the sweaty, smoky, beer-stained corner bars.
He called this, in his Berlin slang, his “miljöh,” his milieu. And it included the alleys and tent villages on empty lots and along windswept avenues that peter out, as does so much of the city even now, into nowhere.
Zille was a minor painter and illustrator, from a ruthless global perspective, but to dismiss him, or lump him along with Sloan or Bellows as just another urban scene painter from the turn of the last century, is to miss the soul of his art and also the way much culture, globalism notwithstanding, works today.
It happens that a Henry Moore retrospective has lately opened at Tate Britain in London, the first major Moore show in decades. After the war Moore was the ultimate global sculptor, his studio churning out one after another smooth, lumpy monument to fill government buildings, housing projects and office parks around the world. He was Britain’s de facto ambassador of art, its Picasso and Miró rolled into one, and his late works, anodyne abstractions, typify postwar faith in universal art representing universal values.
But after he died in 1986, it was as if everybody had had enough of him and what had become a factory line of production. His works were everywhere, but he dropped mostly off the radar of contemporary artists. The show rescues him from near-forgottenness by locating his true contribution in his British roots, as an artist who early on absorbed important lessons from Giacometti and the French Surrealists, then added a very British mix of elegance, sexual confusion and shambling abjectness to produce, before the war, objects in stone and wood that look far more memorable and unsettling than the soft-edged ones he produced afterward.
The show reminds us that his breakthrough to stardom, not incidentally, came during the Blitz, with the circulation of drawings of Londoners huddling in the Underground to escape the bombs. Masses of faceless people look like cocoons or mummies, glumly suffering, except that these drawings were promoted at the time as emblems of British fortitude. Beleaguered Britons, via Moore, became quiet heroes, modest martyrs, local versions of universal men.
We like the idea of universal art because most artists make work that they hope gains universal appeal and can speak to anybody who’s interested; because art’s formal values are supposed to transcend borders and ages; and because we can’t help fantasizing about the virtues of a global society. We imagine walking into any art museum, whether in Toronto or Timbuktu, and, up to a point at least, understanding the pictures and sculptures. But it’s often what we can’t understand that is most distinctive and enduring about the work.
Tourists make a beeline in foreign countries to art museums to say they’ve done the “Mona Lisa” and Botticelli’s lady on a half shell, but also because museums promise familiarity, or a simulacrum of it. They’re our 21st-century town squares and safe havens where strangers, who don’t necessarily speak the language or know the city or country they’re in, think that they occupy common ground with both locals and everyone else, because everybody supposedly speaks the universal language of art.
But culture’s ultimate value is in difference. Art is supposed to provide us with one-of-a-kind experiences. We make and consume it to share with others, the more people the better, but also to affirm our individuality, our links to specific things, places, values and people. Universality is useful to the art market but a concept still underexamined and overrated.
There’s another American art show now, at the Prado Museum in Madrid, a two-picture stellar one, juxtaposing Velázquez’s “Meninas” with John Singer Sargent’s portrait of the American Edward Darley Boit’s daughters, from the Museum of Fine Arts, Boston. I spent a couple of hours watching tourists and schoolchildren check out the pair of paintings, which looked related (the Sargent is an explicit homage) but nonetheless like distant cousins. The comparison pointed up a trans-Atlantic gap in character and ambition beyond the obvious qualitative divide between the work of an elegant, first-rate painter of Edwardian silk and sash, and, hands down, the greatest painter of all time.
What accounted for this gap? I don’t believe it was just an inferiority complex among Americans about their own (prewar) art. I think it had to do with Sargent’s essential Americanness. True, he spent almost his entire life in Europe, was in some respects more British than anything else, and leaned heavily in his work on not just Velázquez but other European greats like Van Dyck, Gainsborough and Degas. In fact, you can see Degas’s influence in the Boit portrait, whose figures look, as Degas’s often do, psychologically disconnected, occupying a space that is ambiguous.
Like Degas, Sargent was a heartless but dazzling virtuoso. But this is also a picture about new money and social ambition, an American combination. It allows a shadowy view inside one of those big new Paris apartments that rich Americans tended to occupy. To the French, who received it coolly at first, it conveyed foreignness, with its pretty, pink-cheeked, distant girls vaguely, almost offhandedly, portrayed in everyday dress, an American informality. Modern outsiders, they seem a world away from Velázquez’s infanta and her court, a bunch of ultimate insiders.
Or is all this reading too much into the comparison? An American who happened by suggested that the issue was simply Sargent’s “republicanism”: the picture projects 19th-century capitalist affluence in the midst of Old World royalty. That’s right, but I’d add that the perceptual divide for an American between the paintings also depends on the American’s sympathy and identification with an outsider’s striving.
It’s about projection, in other words, which all good art provokes, whether by Sargent, Zille, Moore or Hopper, whose laconic and merciless drawings can, seen by a New Yorker passing through Rome, have a kind of Proustian eloquence. I stared at the ones he did of summer in the city and the sun splashing across Lower Manhattan before carrying my tracings of two of them to a favorite Sicilian bakery a few blocks away from the Piazza Colonna. It was unconscious, deciding to go there, but I realized it was because the cannoli reminded me of ones I fetched as a boy from a cafe on MacDougal Street, where the owner used to pack them in little white cardboard boxes tied with striped red string. I carried the pastries home to my family, past the Hopper-like brownstones, through the concrete park that faced our house, and across Sixth Avenue to our apartment, under what in my memory was forever a dusky Hopper sky.
Local Heroes, Far From Home By MICHAEL KIMMELMAN
Rome
I JOINED the crowds heading into an Edward Hopper show at the Fondazione Roma the other morning. Organized in collaboration with the Whitney Museum of American Art in New York (most of the works come from there), the exhibition has been a hit here. In a country with what often seems like the most refined taste in the world and no taste at all, it owes something to a cheesy full-scale reconstruction of the “Nighthawks” diner in the first gallery. Visitors snap pictures of themselves posing beside fedora-clad mannequins slumped stiffly over the counter. There’s another, better gimmick too, a room with pencils and stacks of white paper, where doodlers copy Hopper’s drawings. Reproductions are projected onto the stacks, so lines can be easily traced, and people labor over their tracings, then tote them around the show like diplomas. (By people, of course, I mean me.)
Which got me thinking: Just how global is art? I quizzed some Italians and also a few New Yorkers at the exhibition, and it wasn’t that the Italians didn’t “get” Hopper, or didn’t like him. He’s world famous by now, beloved, and the Italians easily brought up the links to film noir and Antonioni. But New Yorkers, naturally, spoke quite differently about him.
Hopper’s work, like all good art, remains local on some crucial level, and that’s no doubt just as true for those Italian, French and German old master paintings that fill museums from Tokyo to Tulsa and epitomize what we have come to think of as universal Western art. Italians from the small Umbrian village of Montefalco will tell you that they see in the Renaissance works of Benozzo Gozzoli, their hometown hero, a landscape and light that doesn’t make the same impact on people who didn’t grow up there. These visceral reactions are acquired through firsthand experience.
No matter how much culture has become globalized, art retains meanings specific to a certain time and place. Good art does, anyway (which accounts for why too much not-so-good contemporary art, aimed at the global marketplace, looks generic and everywhere alike). Those meanings come, as it were, bred in the bone. Hopper is an American exemplar.
Although he visited Paris early on, he always denied any lasting French influence. But clearly he picked up plenty of ideas from Manet, Degas and Daumier, European masters of modern alienation, then did far more than merely substitute the Williamsburg Bridge and the Sheridan Theater for the Pont Neuf and Longchamp. He recognized how all those bridges and high-rises reaching for heaven and all those wide-open spaces and country barns in spring-green fields were clichés of an America whose population numbered countless people leading interior, often profoundly solitary lives.
Hopper conveyed the psychological angle in silent places that he cast in a hard, melancholy light. But that light could also conjure up memories: the elevated tracks and anonymous apartment blocks, to New Yorkers who know them intimately, can invoke not just industrial sprawl or glum urbanism but also a singular beauty and dignity amplified by, and grounded in real, lived experience.
We talk about the art world these days as if everyone everywhere who appreciates art belongs to the same global tribe, united by jet travel, integrated markets and the Web. But there are many art worlds, countless ones, which often don’t talk to one another, don’t know or care about one another, and that are no less potent because they’re not, strictly speaking, universal. In Berlin, Heinrich Zille is a beloved artist, and streets, bars and restaurants are named after him. There’s a Zille museum. Books, plays and movies have been written about him. Another play just opened this spring around the corner from my home in Berlin.
But outside Berlin, even in the rest of Germany, he’s little known. He’s Berlin’s Hopper in that he grasped, in a similarly granular way, the city’s inner life a century ago. Rough and affectionate, never sentimental, typically Berlin-like, his work still tends to speak more directly to old-time natives than the works of many better-known global stars like Grosz or Kirchner. He invented nothing, unlike them. He wasn’t a modernist or even a great stylist. He trafficked in the same lower-class scenes of everyday life that contemporaneous artists in America like George Bellows and John Sloan painted. But he focused on places and qualities rooted in Berliners’ particular self-image: on life inside the city’s communal courtyards and in the rental barracks and the sweaty, smoky, beer-stained corner bars.
He called this, in his Berlin slang, his “miljöh,” his milieu. And it included the alleys and tent villages on empty lots and along windswept avenues that peter out, as does so much of the city even now, into nowhere.
Zille was a minor painter and illustrator, from a ruthless global perspective, but to dismiss him, or lump him along with Sloan or Bellows as just another urban scene painter from the turn of the last century, is to miss the soul of his art and also the way much culture, globalism notwithstanding, works today.
It happens that a Henry Moore retrospective has lately opened at Tate Britain in London, the first major Moore show in decades. After the war Moore was the ultimate global sculptor, his studio churning out one after another smooth, lumpy monument to fill government buildings, housing projects and office parks around the world. He was Britain’s de facto ambassador of art, its Picasso and Miró rolled into one, and his late works, anodyne abstractions, typify postwar faith in universal art representing universal values.
But after he died in 1986, it was as if everybody had had enough of him and what had become a factory line of production. His works were everywhere, but he dropped mostly off the radar of contemporary artists. The show rescues him from near-forgottenness by locating his true contribution in his British roots, as an artist who early on absorbed important lessons from Giacometti and the French Surrealists, then added a very British mix of elegance, sexual confusion and shambling abjectness to produce, before the war, objects in stone and wood that look far more memorable and unsettling than the soft-edged ones he produced afterward.
The show reminds us that his breakthrough to stardom, not incidentally, came during the Blitz, with the circulation of drawings of Londoners huddling in the Underground to escape the bombs. Masses of faceless people look like cocoons or mummies, glumly suffering, except that these drawings were promoted at the time as emblems of British fortitude. Beleaguered Britons, via Moore, became quiet heroes, modest martyrs, local versions of universal men.
We like the idea of universal art because most artists make work that they hope gains universal appeal and can speak to anybody who’s interested; because art’s formal values are supposed to transcend borders and ages; and because we can’t help fantasizing about the virtues of a global society. We imagine walking into any art museum, whether in Toronto or Timbuktu, and, up to a point at least, understanding the pictures and sculptures. But it’s often what we can’t understand that is most distinctive and enduring about the work.
Tourists make a beeline in foreign countries to art museums to say they’ve done the “Mona Lisa” and Botticelli’s lady on a half shell, but also because museums promise familiarity, or a simulacrum of it. They’re our 21st-century town squares and safe havens where strangers, who don’t necessarily speak the language or know the city or country they’re in, think that they occupy common ground with both locals and everyone else, because everybody supposedly speaks the universal language of art.
But culture’s ultimate value is in difference. Art is supposed to provide us with one-of-a-kind experiences. We make and consume it to share with others, the more people the better, but also to affirm our individuality, our links to specific things, places, values and people. Universality is useful to the art market but a concept still underexamined and overrated.
There’s another American art show now, at the Prado Museum in Madrid, a two-picture stellar one, juxtaposing Velázquez’s “Meninas” with John Singer Sargent’s portrait of the American Edward Darley Boit’s daughters, from the Museum of Fine Arts, Boston. I spent a couple of hours watching tourists and schoolchildren check out the pair of paintings, which looked related (the Sargent is an explicit homage) but nonetheless like distant cousins. The comparison pointed up a trans-Atlantic gap in character and ambition beyond the obvious qualitative divide between the work of an elegant, first-rate painter of Edwardian silk and sash, and, hands down, the greatest painter of all time.
What accounted for this gap? I don’t believe it was just an inferiority complex among Americans about their own (prewar) art. I think it had to do with Sargent’s essential Americanness. True, he spent almost his entire life in Europe, was in some respects more British than anything else, and leaned heavily in his work on not just Velázquez but other European greats like Van Dyck, Gainsborough and Degas. In fact, you can see Degas’s influence in the Boit portrait, whose figures look, as Degas’s often do, psychologically disconnected, occupying a space that is ambiguous.
Like Degas, Sargent was a heartless but dazzling virtuoso. But this is also a picture about new money and social ambition, an American combination. It allows a shadowy view inside one of those big new Paris apartments that rich Americans tended to occupy. To the French, who received it coolly at first, it conveyed foreignness, with its pretty, pink-cheeked, distant girls vaguely, almost offhandedly, portrayed in everyday dress, an American informality. Modern outsiders, they seem a world away from Velázquez’s infanta and her court, a bunch of ultimate insiders.
Or is all this reading too much into the comparison? An American who happened by suggested that the issue was simply Sargent’s “republicanism”: the picture projects 19th-century capitalist affluence in the midst of Old World royalty. That’s right, but I’d add that the perceptual divide for an American between the paintings also depends on the American’s sympathy and identification with an outsider’s striving.
It’s about projection, in other words, which all good art provokes, whether by Sargent, Zille, Moore or Hopper, whose laconic and merciless drawings can, seen by a New Yorker passing through Rome, have a kind of Proustian eloquence. I stared at the ones he did of summer in the city and the sun splashing across Lower Manhattan before carrying my tracings of two of them to a favorite Sicilian bakery a few blocks away from the Piazza Colonna. It was unconscious, deciding to go there, but I realized it was because the cannoli reminded me of ones I fetched as a boy from a cafe on MacDougal Street, where the owner used to pack them in little white cardboard boxes tied with striped red string. I carried the pastries home to my family, past the Hopper-like brownstones, through the concrete park that faced our house, and across Sixth Avenue to our apartment, under what in my memory was forever a dusky Hopper sky.
Wednesday, April 21, 2010
Pardon My French By MICHAEL KIMMELMAN
April 21, 2010
Pardon My French By MICHAEL KIMMELMAN
Paris
ÉRIC ZEMMOUR, slight, dark, a live wire, fell over his own words, they were tumbling out so fast. He was fidgeting at the back of a half-empty cafe one recent evening near the offices of Le Figaro, the newspaper where he works, notwithstanding that detractors have lately tried to get him fired for his most recent inflammatory remarks about French blacks and Arabs on a television show. Mr. Zemmour, roughly speaking, is the Bill O’Reilly of French letters. He was describing his latest book, “French Melancholy,” which has shot up the best-seller list here.
“The end of French political power has brought the end of French,” Mr. Zemmour said. “Now even the French elite have given up. They don’t care anymore. They all speak English. And the working class, I’m not talking just about immigrants, they don’t care about preserving the integrity of the language either.”
Mr. Zemmour is a notorious rabble-rouser. In his view France, because of immigration and other outside influences, has lost touch with its heroic ancient Roman roots, its national “gloire,” its historic culture, at the heart of which is the French language. Plenty of people think he’s an extremist, but he’s not alone. The other day Nicolas Sarkozy, the French president, sounded a bit like Mr. Zemmour, complaining about the “snobisme” of French diplomats who “are happy to speak English,” rather than French, which is “under siege.”
“Defending our language, defending the values it represents — that is a battle for cultural diversity in the world,” Mr. Sarkozy argued. The occasion for his speech was the 40th anniversary of the International Organization of the Francophonie, which celebrates French around the world. Mr. Sarkozy said the problem is not English itself but “ready-to-wear culture, uniformity, monolingualism,” by which of course he meant English. The larger argument about a decline of traditional values has struck a chord with conservative French voters perennially worried about the loss of French mojo.
The issue is somewhat akin to Americans complaining about the rise of Spanish in classrooms and elsewhere, but more acute here because of France’s special, proprietary, albeit no longer entirely realistic relationship to French. French is now spoken mostly by people who aren’t French. More than 50 percent of them are African. French speakers are more likely to be Haitians and Canadians, Algerians and Senegalese, immigrants from Africa and Southeast Asia and the Caribbean who have settled in France, bringing their native cultures with them.
Which raises the question: So what does French culture signify these days when there are some 200 million French speakers in the world but only 65 million are actually French? Culture in general — and not just French culture — has become increasingly unfixed, unstable, fragmentary and elective. Globalization has hastened the desire of more people, both groups and individuals, to differentiate themselves from one another to claim a distinct place in the world, and language has long been an obvious means to do so. In Canada the Quebecers tried outlawing signs and other public expressions in anything but French. Basque separatists have been murdering Spaniards in the name of political, linguistic and cultural independence, just as Franco imprisoned anyone who spoke Basque or Catalan. In Belgium the split between French and Dutch speakers has divided the country for ages.
And in France some years ago Jacques Toubon, a former culture minister, proposed curbing the use of English words like “weekend,” although nobody paid much attention. The fact is, French isn’t declining. It’s thriving as never before if you ask Abdou Diouf, former president of Senegal, who is the secretary general of the francophone organization. Mr. Diouf’s organization has evolved since 1970 from a postcolonial conglomerate of mostly African states preserving the linguistic vestiges of French imperialism into a global entity whose shibboleth is cultural diversity. With dozens of member states and affiliates, the group reflects a polyglot reality in which French is today concentrated outside France, and to a large extent, flourishes despite it.
“The truth,” Mr. Diouf said the other morning, “is that the future of the French language is now in Africa.” There and elsewhere, from Belgium to Benin, Lebanon to St. Lucia, the Seychelles to Switzerland, Togo to Tunisia, French is just one among several languages, sometimes, as in Cameroon, one among hundreds of them. This means that for writers from these places French is a choice, not necessarily signifying fealty, political, cultural or otherwise, to France. Or as Mr. Diouf put it: “The more we have financial, military and economic globalization, the more we find common cultural references and common values, which include diversity. And diversity, not uniformity, is the real result of globalization.”
Didier Billion is a political scientist with an interest in francophone culture. He agreed. “A multipolar world has emerged,” he said when we met in his office recently. “It’s the major trend of our time, which for the first time is allowing every person on the planet to become, in a cultural sense, an actor on the world stage.
“I was in Iran two months ago. Young Iranians are very proud of their own culture, which is rich and profound. But at the same time they want a window onto the world through the Internet, to have some identity outside Iran, and the important point is that for them there is no contradiction between these two positions. I am very proud of being French, but 40 years ago the French language was a way to maintain influence in the former colonies, and now French people are going to have to learn to think about francophone culture differently, because having a common language doesn’t assure you a common political or cultural point of view.”
This may sound perfectly obvious to Americans, but it’s not necessarily so to France’s growing tea party contingent. The populist National Front party won some 20 percent of the vote in the south last month (less nationwide), despite Mr. Sarkozy’s monthslong campaign to seduce right-wing voters by stressing the preservation of French national identity. Part of that campaign has been affirming a policy of cultural exceptionalism.
A phrase born years ago, “l’exception culturelle,” refers to the legal exclusion of French cultural products, like movies, from international free trade agreements, so they won’t be treated as equivalent to Coca-Cola or the Gap. But if you ask French people, the term also implies something more philosophical. In a country where pop radio stations broadcast a percentage of songs in French, and a socialist mayor in the northern, largely Muslim town of Roubaix lately won kudos for protesting that outlets of the fast-food chain Quick turned halal, cultural exceptionalism reflects fears of the multicultural sort that Mr. Zemmour’s book touches on.
It happens that Mr. Zemmour traces his own roots to Sephardic Jews from Spain who became French citizens while living in Algeria in the 19th century, then moved to France before the Algerian war. He belongs to the melting pot, in other words, which for centuries, he said, absorbed immigrants into its republican culture.
“In America or Britain it is O.K. that people live in separate communities, black with black, white with white,” he said, reflecting a certain antique perspective. “But this is not French. France used to be about assimilation. But since the 1970s the French intelligentsia has called this neocolonialism. In fact it is globalization, and globalization in this respect really means Americanization.”
But of course colorblind French Jacobin republicanism has always been a fiction if you were black or Muslim, and what’s really happened lately, it seems, is that different racial and ethnic groups have begun to argue more loudly for their rights and assert their culture. The election of Barack Obama hastened the process, by pointing out how few blacks and Arabs here have gained political authority.
The French language is a small but emblematic indicator of this change. So to a contemporary writer like the Soviet-born Andreï Makine, who found political asylum here in 1987, French promises assimilation and a link to the great literary tradition of Zola and Proust. He recounted the story of how, 20-odd years ago, his first manuscripts, which he wrote in French, were rejected by French publishers because it was presumed that he couldn’t write French well enough as a foreigner.
Then he invented the name of a translator, resubmitted the same works as if they were translations from Russian, and they won awards. He added that when his novel “Dreams of My Russian Summers” became a runaway best seller and received the Prix Goncourt, publishing houses in Germany and Serbia wanted to translate the book from its “original” Russian manuscript, so Mr. Makine spent two “sleepless weeks,” he said, belatedly producing one.
“Why do I write in French?” he repeated the question I had posed. “It is the possibility to belong to a culture that is not mine, not my mother tongue.”
Nancy Huston, a Canadian-born novelist here, put it another way: “The world has changed.” She moved to Paris during the 1970s. “The French literary establishment, which still thinks of itself as more important than it is, complains about the decline of its prestige but treats francophone literature as second class,” she said, while “laying claim to the likes of Kundera, Beckett and Ionesco, who were all born outside France. That is because, like Makine, they made the necessary declaration of love for France. But if the French bothered actually to read what came out of Martinique or North Africa, they would see that their language is in fact not suffering.
“After the war French writers rejected the idea of narrative because Hitler and Stalin were storytellers, and it seemed naïve to believe in stories. So instead they turned more and more to theory, to the absurd. The French declined even to tell stories about their own history, including the war in Algeria, which like all history can’t really be digested until it is turned into great literature. Francophone literature doesn’t come out of that background. It still tells stories.”
Which may partly account for the popularity of francophone writers like Yasmina Khadra, the best-selling Algerian novelist, whose real name is Mohammed Moulessehoul. We sipped tea one gray day in the offices of the Algerian Cultural Center. A 55-year-old former Algerian Army officer who now lives in Paris heading the center, Mr. Moulessehoul writes novels critical of the Algerian government under his wife’s name, which he first borrowed while in Algeria because the military there had banned his literary work.
“I was born into a poet tribe in the Sahara desert, which ruled for 800 years,” he said, sitting erect and alert, still a soldier at heart. “I read poetry in Arabic. I read kids’ books in Arabic. But at 15, after I read Camus in French, I decided to become a novelist in French partly because I wanted to respond to Camus, who had written about an Algeria in which there were no Arabs. I wanted to write in his language to say, I am here, I exist, and also because I love French, although I remain Arab. Linguistically it is as if I have married a French woman, but my mother is still Arabic.”
He quoted Kateb Yacine, the Algerian writer, who chose to write in French “to tell the French that I am not French.” Yacine called French the treasure left behind in the ruins of colonialism.
“Paris is still fearful of a French writer who becomes known around the world without its blessing,” Mr. Moulessehoul said. “And at the same time in certain Arab-speaking circles I am considered a traitor because I write in French. I am caught between two cultures, two worlds.
“Culture is always about politics in the end. I am a French writer and an Algerian writer. But the larger truth is that I am both.”
This article has been revised to reflect the following correction:
Correction: May 2, 2010
The Abroad column last Sunday, about the shift in francophone culture, described incorrectly the military service of the Algerian novelist Mohammed Moulessehoul, who writes under the pen name Yasmina Khadra. He went to military school at the age of 8 and later became an Alegrian Army officer in charge of counter-guerrilla activity for part of the country during Algeria’s civil war. He did not fight against the French.
Pardon My French By MICHAEL KIMMELMAN
Paris
ÉRIC ZEMMOUR, slight, dark, a live wire, fell over his own words, they were tumbling out so fast. He was fidgeting at the back of a half-empty cafe one recent evening near the offices of Le Figaro, the newspaper where he works, notwithstanding that detractors have lately tried to get him fired for his most recent inflammatory remarks about French blacks and Arabs on a television show. Mr. Zemmour, roughly speaking, is the Bill O’Reilly of French letters. He was describing his latest book, “French Melancholy,” which has shot up the best-seller list here.
“The end of French political power has brought the end of French,” Mr. Zemmour said. “Now even the French elite have given up. They don’t care anymore. They all speak English. And the working class, I’m not talking just about immigrants, they don’t care about preserving the integrity of the language either.”
Mr. Zemmour is a notorious rabble-rouser. In his view France, because of immigration and other outside influences, has lost touch with its heroic ancient Roman roots, its national “gloire,” its historic culture, at the heart of which is the French language. Plenty of people think he’s an extremist, but he’s not alone. The other day Nicolas Sarkozy, the French president, sounded a bit like Mr. Zemmour, complaining about the “snobisme” of French diplomats who “are happy to speak English,” rather than French, which is “under siege.”
“Defending our language, defending the values it represents — that is a battle for cultural diversity in the world,” Mr. Sarkozy argued. The occasion for his speech was the 40th anniversary of the International Organization of the Francophonie, which celebrates French around the world. Mr. Sarkozy said the problem is not English itself but “ready-to-wear culture, uniformity, monolingualism,” by which of course he meant English. The larger argument about a decline of traditional values has struck a chord with conservative French voters perennially worried about the loss of French mojo.
The issue is somewhat akin to Americans complaining about the rise of Spanish in classrooms and elsewhere, but more acute here because of France’s special, proprietary, albeit no longer entirely realistic relationship to French. French is now spoken mostly by people who aren’t French. More than 50 percent of them are African. French speakers are more likely to be Haitians and Canadians, Algerians and Senegalese, immigrants from Africa and Southeast Asia and the Caribbean who have settled in France, bringing their native cultures with them.
Which raises the question: So what does French culture signify these days when there are some 200 million French speakers in the world but only 65 million are actually French? Culture in general — and not just French culture — has become increasingly unfixed, unstable, fragmentary and elective. Globalization has hastened the desire of more people, both groups and individuals, to differentiate themselves from one another to claim a distinct place in the world, and language has long been an obvious means to do so. In Canada the Quebecers tried outlawing signs and other public expressions in anything but French. Basque separatists have been murdering Spaniards in the name of political, linguistic and cultural independence, just as Franco imprisoned anyone who spoke Basque or Catalan. In Belgium the split between French and Dutch speakers has divided the country for ages.
And in France some years ago Jacques Toubon, a former culture minister, proposed curbing the use of English words like “weekend,” although nobody paid much attention. The fact is, French isn’t declining. It’s thriving as never before if you ask Abdou Diouf, former president of Senegal, who is the secretary general of the francophone organization. Mr. Diouf’s organization has evolved since 1970 from a postcolonial conglomerate of mostly African states preserving the linguistic vestiges of French imperialism into a global entity whose shibboleth is cultural diversity. With dozens of member states and affiliates, the group reflects a polyglot reality in which French is today concentrated outside France, and to a large extent, flourishes despite it.
“The truth,” Mr. Diouf said the other morning, “is that the future of the French language is now in Africa.” There and elsewhere, from Belgium to Benin, Lebanon to St. Lucia, the Seychelles to Switzerland, Togo to Tunisia, French is just one among several languages, sometimes, as in Cameroon, one among hundreds of them. This means that for writers from these places French is a choice, not necessarily signifying fealty, political, cultural or otherwise, to France. Or as Mr. Diouf put it: “The more we have financial, military and economic globalization, the more we find common cultural references and common values, which include diversity. And diversity, not uniformity, is the real result of globalization.”
Didier Billion is a political scientist with an interest in francophone culture. He agreed. “A multipolar world has emerged,” he said when we met in his office recently. “It’s the major trend of our time, which for the first time is allowing every person on the planet to become, in a cultural sense, an actor on the world stage.
“I was in Iran two months ago. Young Iranians are very proud of their own culture, which is rich and profound. But at the same time they want a window onto the world through the Internet, to have some identity outside Iran, and the important point is that for them there is no contradiction between these two positions. I am very proud of being French, but 40 years ago the French language was a way to maintain influence in the former colonies, and now French people are going to have to learn to think about francophone culture differently, because having a common language doesn’t assure you a common political or cultural point of view.”
This may sound perfectly obvious to Americans, but it’s not necessarily so to France’s growing tea party contingent. The populist National Front party won some 20 percent of the vote in the south last month (less nationwide), despite Mr. Sarkozy’s monthslong campaign to seduce right-wing voters by stressing the preservation of French national identity. Part of that campaign has been affirming a policy of cultural exceptionalism.
A phrase born years ago, “l’exception culturelle,” refers to the legal exclusion of French cultural products, like movies, from international free trade agreements, so they won’t be treated as equivalent to Coca-Cola or the Gap. But if you ask French people, the term also implies something more philosophical. In a country where pop radio stations broadcast a percentage of songs in French, and a socialist mayor in the northern, largely Muslim town of Roubaix lately won kudos for protesting that outlets of the fast-food chain Quick turned halal, cultural exceptionalism reflects fears of the multicultural sort that Mr. Zemmour’s book touches on.
It happens that Mr. Zemmour traces his own roots to Sephardic Jews from Spain who became French citizens while living in Algeria in the 19th century, then moved to France before the Algerian war. He belongs to the melting pot, in other words, which for centuries, he said, absorbed immigrants into its republican culture.
“In America or Britain it is O.K. that people live in separate communities, black with black, white with white,” he said, reflecting a certain antique perspective. “But this is not French. France used to be about assimilation. But since the 1970s the French intelligentsia has called this neocolonialism. In fact it is globalization, and globalization in this respect really means Americanization.”
But of course colorblind French Jacobin republicanism has always been a fiction if you were black or Muslim, and what’s really happened lately, it seems, is that different racial and ethnic groups have begun to argue more loudly for their rights and assert their culture. The election of Barack Obama hastened the process, by pointing out how few blacks and Arabs here have gained political authority.
The French language is a small but emblematic indicator of this change. So to a contemporary writer like the Soviet-born Andreï Makine, who found political asylum here in 1987, French promises assimilation and a link to the great literary tradition of Zola and Proust. He recounted the story of how, 20-odd years ago, his first manuscripts, which he wrote in French, were rejected by French publishers because it was presumed that he couldn’t write French well enough as a foreigner.
Then he invented the name of a translator, resubmitted the same works as if they were translations from Russian, and they won awards. He added that when his novel “Dreams of My Russian Summers” became a runaway best seller and received the Prix Goncourt, publishing houses in Germany and Serbia wanted to translate the book from its “original” Russian manuscript, so Mr. Makine spent two “sleepless weeks,” he said, belatedly producing one.
“Why do I write in French?” he repeated the question I had posed. “It is the possibility to belong to a culture that is not mine, not my mother tongue.”
Nancy Huston, a Canadian-born novelist here, put it another way: “The world has changed.” She moved to Paris during the 1970s. “The French literary establishment, which still thinks of itself as more important than it is, complains about the decline of its prestige but treats francophone literature as second class,” she said, while “laying claim to the likes of Kundera, Beckett and Ionesco, who were all born outside France. That is because, like Makine, they made the necessary declaration of love for France. But if the French bothered actually to read what came out of Martinique or North Africa, they would see that their language is in fact not suffering.
“After the war French writers rejected the idea of narrative because Hitler and Stalin were storytellers, and it seemed naïve to believe in stories. So instead they turned more and more to theory, to the absurd. The French declined even to tell stories about their own history, including the war in Algeria, which like all history can’t really be digested until it is turned into great literature. Francophone literature doesn’t come out of that background. It still tells stories.”
Which may partly account for the popularity of francophone writers like Yasmina Khadra, the best-selling Algerian novelist, whose real name is Mohammed Moulessehoul. We sipped tea one gray day in the offices of the Algerian Cultural Center. A 55-year-old former Algerian Army officer who now lives in Paris heading the center, Mr. Moulessehoul writes novels critical of the Algerian government under his wife’s name, which he first borrowed while in Algeria because the military there had banned his literary work.
“I was born into a poet tribe in the Sahara desert, which ruled for 800 years,” he said, sitting erect and alert, still a soldier at heart. “I read poetry in Arabic. I read kids’ books in Arabic. But at 15, after I read Camus in French, I decided to become a novelist in French partly because I wanted to respond to Camus, who had written about an Algeria in which there were no Arabs. I wanted to write in his language to say, I am here, I exist, and also because I love French, although I remain Arab. Linguistically it is as if I have married a French woman, but my mother is still Arabic.”
He quoted Kateb Yacine, the Algerian writer, who chose to write in French “to tell the French that I am not French.” Yacine called French the treasure left behind in the ruins of colonialism.
“Paris is still fearful of a French writer who becomes known around the world without its blessing,” Mr. Moulessehoul said. “And at the same time in certain Arab-speaking circles I am considered a traitor because I write in French. I am caught between two cultures, two worlds.
“Culture is always about politics in the end. I am a French writer and an Algerian writer. But the larger truth is that I am both.”
This article has been revised to reflect the following correction:
Correction: May 2, 2010
The Abroad column last Sunday, about the shift in francophone culture, described incorrectly the military service of the Algerian novelist Mohammed Moulessehoul, who writes under the pen name Yasmina Khadra. He went to military school at the age of 8 and later became an Alegrian Army officer in charge of counter-guerrilla activity for part of the country during Algeria’s civil war. He did not fight against the French.
Sunday, April 18, 2010
D.I.Y. Culture by MICHAEL KIMMELMAN
April 18, 2010
Abroad
D.I.Y. Culture by MICHAEL KIMMELMAN
Berlin
IT wasn’t so many years ago that Europeans loved to moan about American culture overrunning homegrown art forms. In the 1990s and early 2000s some in Europe were arguing for regulatory barriers to hold off the New World barbarians, particularly from Hollywood. In France, President Jacques Chirac’s culture minister, Jacques Toubon, warned about how the United States entertainment industry was trying “to impose domination by any means,” and Régis Debray, among other French intellectuals to hop on the same bandwagon, predicted that “the American empire will pass, like the others.”
“Let’s at least make sure,” Mr. Debray continued, “it does not leave irreparable damage to our creative abilities behind it.”
That was then. The other day President Nicolas Sarkozy was reiterating the virtues of what the French call “l’exception culturelle,” a modern policy of government protection and promotion of French culture, particularly the film industry. Mr. Sarkozy’s poll numbers have been plummeting, and l’exception culturelle feeds into his current strategy to identify himself with whatever, in the midst of an increasingly diversified, fractious and disapproving French society, French people say makes France French.
But Sarko l’Americain, as the French used to call him, is also the friendliest French president the United States has had in a while, and in America last month he stressed that rarely in history had “the community of views been so identical” between his country and the United States. Complaints about the American cultural juggernaut still arise across Europe, of course, but their intensity doesn’t seem as fierce. Something has changed, and it’s not just that Barack Obama has replaced George W. Bush or, in France’s case, that the film industry is doing O.K.
It’s a widening realization, I think, that globalism, beyond banking, climate change and warfare, has always been a dubious concept, a misleading catchall for how the world supposedly works, to which culture, in its increasing complexity, gives the lie.
The integration of markets and the Internet have certainly brought billions of people into closer contact. Everybody has access to the same American movies and music now, and not just American, also Indian, Romanian, South African and Chinese. But far from succumbing to some devouring juggernaut, culture — and Europe, with its different communities and nations living cheek by jowl, is a Petri dish to prove the point — has only atomized lately as a consequence of the very same globalizing forces that purportedly threaten to homogenize everything.
That’s been my own subject over here for the last couple of years, and will regularly be this column’s. Nationalism, regionalism and tribalism are all on the rise. Societies are splitting even as they share more common goods and attributes than ever before. Culture is increasingly an instrument to divide and differentiate communities. And the leveling pressures of globalization have at the same time provided more and more people with the technological resources to decide for themselves, culturally speaking, who they are and how they choose to be known, seen, distinguished from others.
Culture means many things in this context, but at heart it is a suite of traits we inherit and also choose to disavow or to stress. It consists in part of the arts. It is something made and consumed, in socially revealing ways. When Mats Nilsson, a Swedish product-design strategist for Ikea, not long ago told The New York Times that he loves to browse for handmade baskets in Spain, bird cages in Portugal, brushes in Japan and hardware on the Lower East Side of Manhattan, he was creating his own cultural identity out of the bric-a-brac of consumer choices made available by the globalizing forces of economic integration. Bricolage, it’s called. Anyone may now pick through the marketplace of global culture.
This may sound like the essence of globalization, but the fact that everybody from Yerevan to Brasilia, Jakarta to Jerusalem, knows songs by the Black Eyed Peas or wears New York Yankees caps doesn’t mean that culture is the same everywhere.
The common denominator of popular culture — which these days encompasses so many things that you could even include all sorts of high culture — seems to have just intensified the need people now feel to distinguish themselves from it. And global technology has made this easier by providing countless individuals, microcultures and larger groups and movements with cheap and convenient means to preserve and disseminate themselves. Years ago a language like Cimbrian, a Bavarian dialect today preserved by just a few hundred speakers in northern Italy, would have been doomed to extinction; now Cimbrian speakers, according to a recent German newspaper article, turn out to be getting their own online newspaper and television show. The language is being sustained by the same global forces that might promise to doom it.
Partly the problem with globalization has always been that the term, culturally speaking, is so vague. In one respect, it’s another word for empire, or at least its effects are as old as empire. What’s new is the power available to wide swaths of the populace, thanks above all to cheap travel and the Web, to become actors in the production and dissemination of culture, not simply consumers. A generation or more ago, aside from what people did in their home or from what’s roughly called folk or outsider art, culture was generally thought of as something handed down from on high, which the public received.
Today it’s made and distributed in countless different ways, giving not just governments and institutions but nearly everyone with access to the Web the means to choose and shape his or her own culture, identity, tribal fidelities — and then spread this culture, via Youtube or whatever else, among allies (and enemies) everywhere, a democratizing process. The downside of this democratization is how every political niche and fringe group has found a culture via the Web to reinforce its already narrow views, polarizing parts of society despite the widened horizon. Neo-Nazis across borders now bond around cultural artifacts available over the Internet. Democrats and Republicans move further apart, digesting news from their own cable network shows.
There are other consequences of this democratization. Generally speaking, culture operates within the mainstreams of power. The myth of an avant-garde serves the same market forces avant-gardism pretends to overthrow. Art may challenge authority; and popular culture (this includes clownish demagogues like Glenn Beck) sometimes makes trouble for those in charge, the way Thomas Nast’s cartoons did for Boss Tweed in Tammany Hall. But art doesn’t actually overthrow anything except itself, and never has, not in 19th-century France or 20th-century Russia or 21st-century China or Iran. Even when it manages to tilt popular thinking, it still ends up within the bounds of existing authority, and there has never been a true “outside” that really stayed outside: public consumption, by definition, adapts to the change, co-opts and normalizes all culture.
Instead culture (often unconsciously) identifies crucial ruptures, rifts, gaps and shifts in society. It is indispensable for our understanding of the mechanics of the world in this respect, pointing us toward those things around us that are unstable, changing, that shape how we live and how we treat one another. If we’re alert to it, it helps reveal who we are to ourselves, often in ways we didn’t realize in places we didn’t necessarily think to look.
Shortly after I moved to Berlin from New York, for example, I noticed there were bookstores all over town. They were on nearly every other street in my neighborhood. There was one just below my bedroom window, next to the high-end pet-supply store, specializing in New Age and self-help literature, and there was another one, a biography bookstore, around the corner. Shakespeare & Company (Berlin’s version) was beside the church square where the neighborhood children played when the weather was warm. And I began to stop into Marga Schoeller’s bookshop at Savignyplatz, which has a nice English-language section, en route to the subway, where a large art bookstore sprawls below raised tracks.
Berliners looked nonplussed when I asked them to account for all the bookshops. Along with currywurst and nude saunas, bookstores have long been such a banal fact of life here, as they are across Germany, that only an outsider might bother to think their number was remarkable. The proliferation turned out to derive from a very conscious decision after the war to restore civilization in West Germany by supporting a kind of ecosystem of small publishers and small bookstores to which, in certain small towns, trucks that delivered books to the bookstores overnight also delivered drugs to the drugstores: drugs for the body, books for the mind, a metaphor of recovery.
This was more than just a system of distribution and sales; it was a cultural as well as economic affair. It influenced civic life and social relations in ways that browsing books on Amazon or Google can’t. So what was to me as a clueless foreigner an urban curiosity, noticeable just because it wasn’t my usual experience — it was for me a cultural rift or rupture — ended up suggesting some larger truth about the country’s history and ambition. Culture is something we propagate but also something naturally there, existing in and around us, which makes us who we are but which may rise to the level of our consciousness only when one of those ruptures or rifts appear — when some little psychic clash happens between it and our more or less unconscious sense of the everyday world.
I also went to Gaza before the last Israeli incursion a couple of years ago. Naturally, the stories that tend to come from there revolve around one crisis or another: the rocket attacks, the border closures, clashes between Hamas and Fatah, Hamas and Israel. But what was life like, I wondered, under Hamas? What were the limits to Gazans’ freedom? The effects of isolation? How did Gazans see themselves in relation to everybody else?
These seemed to me cultural questions. The people I spoke with there said that culture was not just an escape for them from the everyday hardships from deprivation and a repressive regime, but that it was essential to survival, a lifeline, their steady connection to an outside world, a glimpse of what was beyond the conflict.
It represented normalcy, in other words, a precious commodity in that place. In the garden of a restaurant in Gaza City where a sign on the front door said, “No weapons, please,” I joined families of Gazans one evening watching episodes of “Friends” and a wildly popular Turkish soap opera, “Noor,” on a big screen. And in a video store nearby I thumbed through shelves of pirated Jennifer Lopez CDs and copies of “You Don’t Mess With the Zohan,” Adam Sandler’s comedy about a Mossad agent-turned-hairdresser in a New York City salon run by a Palestinian woman. There were also the predictable audiotapes extolling Fatah, Hamas and Islamic Jihad.
Some Gazans spoke sadly and nervously about their fears that extremists within Hamas, whose factional split was revealed by this cultural divide, had begun to crack down on local theaters and on art and the Web in Gaza, even as these same people spoke about culture being a fragile but essential link to the West. Via satellite dishes and the Internet, the West meant something to them other than guns and territory: culture was a potential bond, they suggested, through which some dialogue might yet arise.
Not incidentally, Gazans, like that Swedish Ikea designer, made their own culture from the bricolage of global choices. I thought most of what passed for art in Gaza wasn’t very good, truth be told, but quality seemed beside the point. We miss much about how culture works today — including how what might be called local standards of quality vie with the global aesthetic of sensationalism and fashion — if we stick only to seeing it as critics and consumers through our own aesthetic lens.
Hollywood and Broadway, the major museums and art fairs and biennials and galleries, buildings designed by celebrity architects and the music business are all the traditional focus of big media, and they tell us a lot about ourselves. They constitute our cultural firmament, the constellation of our stars. But scientists say most of the universe is composed not of stars but of dark matter. It is the powerful but invisible force that exists everywhere and requires some leap of imagination on our part, some effort, to identify.
Most culture is dark matter.
Put another way, whether in Berlin or Gaza or New York City, there’s a universe of life and death affairs beyond globalism. And culture is our window onto it.
Abroad
D.I.Y. Culture by MICHAEL KIMMELMAN
Berlin
IT wasn’t so many years ago that Europeans loved to moan about American culture overrunning homegrown art forms. In the 1990s and early 2000s some in Europe were arguing for regulatory barriers to hold off the New World barbarians, particularly from Hollywood. In France, President Jacques Chirac’s culture minister, Jacques Toubon, warned about how the United States entertainment industry was trying “to impose domination by any means,” and Régis Debray, among other French intellectuals to hop on the same bandwagon, predicted that “the American empire will pass, like the others.”
“Let’s at least make sure,” Mr. Debray continued, “it does not leave irreparable damage to our creative abilities behind it.”
That was then. The other day President Nicolas Sarkozy was reiterating the virtues of what the French call “l’exception culturelle,” a modern policy of government protection and promotion of French culture, particularly the film industry. Mr. Sarkozy’s poll numbers have been plummeting, and l’exception culturelle feeds into his current strategy to identify himself with whatever, in the midst of an increasingly diversified, fractious and disapproving French society, French people say makes France French.
But Sarko l’Americain, as the French used to call him, is also the friendliest French president the United States has had in a while, and in America last month he stressed that rarely in history had “the community of views been so identical” between his country and the United States. Complaints about the American cultural juggernaut still arise across Europe, of course, but their intensity doesn’t seem as fierce. Something has changed, and it’s not just that Barack Obama has replaced George W. Bush or, in France’s case, that the film industry is doing O.K.
It’s a widening realization, I think, that globalism, beyond banking, climate change and warfare, has always been a dubious concept, a misleading catchall for how the world supposedly works, to which culture, in its increasing complexity, gives the lie.
The integration of markets and the Internet have certainly brought billions of people into closer contact. Everybody has access to the same American movies and music now, and not just American, also Indian, Romanian, South African and Chinese. But far from succumbing to some devouring juggernaut, culture — and Europe, with its different communities and nations living cheek by jowl, is a Petri dish to prove the point — has only atomized lately as a consequence of the very same globalizing forces that purportedly threaten to homogenize everything.
That’s been my own subject over here for the last couple of years, and will regularly be this column’s. Nationalism, regionalism and tribalism are all on the rise. Societies are splitting even as they share more common goods and attributes than ever before. Culture is increasingly an instrument to divide and differentiate communities. And the leveling pressures of globalization have at the same time provided more and more people with the technological resources to decide for themselves, culturally speaking, who they are and how they choose to be known, seen, distinguished from others.
Culture means many things in this context, but at heart it is a suite of traits we inherit and also choose to disavow or to stress. It consists in part of the arts. It is something made and consumed, in socially revealing ways. When Mats Nilsson, a Swedish product-design strategist for Ikea, not long ago told The New York Times that he loves to browse for handmade baskets in Spain, bird cages in Portugal, brushes in Japan and hardware on the Lower East Side of Manhattan, he was creating his own cultural identity out of the bric-a-brac of consumer choices made available by the globalizing forces of economic integration. Bricolage, it’s called. Anyone may now pick through the marketplace of global culture.
This may sound like the essence of globalization, but the fact that everybody from Yerevan to Brasilia, Jakarta to Jerusalem, knows songs by the Black Eyed Peas or wears New York Yankees caps doesn’t mean that culture is the same everywhere.
The common denominator of popular culture — which these days encompasses so many things that you could even include all sorts of high culture — seems to have just intensified the need people now feel to distinguish themselves from it. And global technology has made this easier by providing countless individuals, microcultures and larger groups and movements with cheap and convenient means to preserve and disseminate themselves. Years ago a language like Cimbrian, a Bavarian dialect today preserved by just a few hundred speakers in northern Italy, would have been doomed to extinction; now Cimbrian speakers, according to a recent German newspaper article, turn out to be getting their own online newspaper and television show. The language is being sustained by the same global forces that might promise to doom it.
Partly the problem with globalization has always been that the term, culturally speaking, is so vague. In one respect, it’s another word for empire, or at least its effects are as old as empire. What’s new is the power available to wide swaths of the populace, thanks above all to cheap travel and the Web, to become actors in the production and dissemination of culture, not simply consumers. A generation or more ago, aside from what people did in their home or from what’s roughly called folk or outsider art, culture was generally thought of as something handed down from on high, which the public received.
Today it’s made and distributed in countless different ways, giving not just governments and institutions but nearly everyone with access to the Web the means to choose and shape his or her own culture, identity, tribal fidelities — and then spread this culture, via Youtube or whatever else, among allies (and enemies) everywhere, a democratizing process. The downside of this democratization is how every political niche and fringe group has found a culture via the Web to reinforce its already narrow views, polarizing parts of society despite the widened horizon. Neo-Nazis across borders now bond around cultural artifacts available over the Internet. Democrats and Republicans move further apart, digesting news from their own cable network shows.
There are other consequences of this democratization. Generally speaking, culture operates within the mainstreams of power. The myth of an avant-garde serves the same market forces avant-gardism pretends to overthrow. Art may challenge authority; and popular culture (this includes clownish demagogues like Glenn Beck) sometimes makes trouble for those in charge, the way Thomas Nast’s cartoons did for Boss Tweed in Tammany Hall. But art doesn’t actually overthrow anything except itself, and never has, not in 19th-century France or 20th-century Russia or 21st-century China or Iran. Even when it manages to tilt popular thinking, it still ends up within the bounds of existing authority, and there has never been a true “outside” that really stayed outside: public consumption, by definition, adapts to the change, co-opts and normalizes all culture.
Instead culture (often unconsciously) identifies crucial ruptures, rifts, gaps and shifts in society. It is indispensable for our understanding of the mechanics of the world in this respect, pointing us toward those things around us that are unstable, changing, that shape how we live and how we treat one another. If we’re alert to it, it helps reveal who we are to ourselves, often in ways we didn’t realize in places we didn’t necessarily think to look.
Shortly after I moved to Berlin from New York, for example, I noticed there were bookstores all over town. They were on nearly every other street in my neighborhood. There was one just below my bedroom window, next to the high-end pet-supply store, specializing in New Age and self-help literature, and there was another one, a biography bookstore, around the corner. Shakespeare & Company (Berlin’s version) was beside the church square where the neighborhood children played when the weather was warm. And I began to stop into Marga Schoeller’s bookshop at Savignyplatz, which has a nice English-language section, en route to the subway, where a large art bookstore sprawls below raised tracks.
Berliners looked nonplussed when I asked them to account for all the bookshops. Along with currywurst and nude saunas, bookstores have long been such a banal fact of life here, as they are across Germany, that only an outsider might bother to think their number was remarkable. The proliferation turned out to derive from a very conscious decision after the war to restore civilization in West Germany by supporting a kind of ecosystem of small publishers and small bookstores to which, in certain small towns, trucks that delivered books to the bookstores overnight also delivered drugs to the drugstores: drugs for the body, books for the mind, a metaphor of recovery.
This was more than just a system of distribution and sales; it was a cultural as well as economic affair. It influenced civic life and social relations in ways that browsing books on Amazon or Google can’t. So what was to me as a clueless foreigner an urban curiosity, noticeable just because it wasn’t my usual experience — it was for me a cultural rift or rupture — ended up suggesting some larger truth about the country’s history and ambition. Culture is something we propagate but also something naturally there, existing in and around us, which makes us who we are but which may rise to the level of our consciousness only when one of those ruptures or rifts appear — when some little psychic clash happens between it and our more or less unconscious sense of the everyday world.
I also went to Gaza before the last Israeli incursion a couple of years ago. Naturally, the stories that tend to come from there revolve around one crisis or another: the rocket attacks, the border closures, clashes between Hamas and Fatah, Hamas and Israel. But what was life like, I wondered, under Hamas? What were the limits to Gazans’ freedom? The effects of isolation? How did Gazans see themselves in relation to everybody else?
These seemed to me cultural questions. The people I spoke with there said that culture was not just an escape for them from the everyday hardships from deprivation and a repressive regime, but that it was essential to survival, a lifeline, their steady connection to an outside world, a glimpse of what was beyond the conflict.
It represented normalcy, in other words, a precious commodity in that place. In the garden of a restaurant in Gaza City where a sign on the front door said, “No weapons, please,” I joined families of Gazans one evening watching episodes of “Friends” and a wildly popular Turkish soap opera, “Noor,” on a big screen. And in a video store nearby I thumbed through shelves of pirated Jennifer Lopez CDs and copies of “You Don’t Mess With the Zohan,” Adam Sandler’s comedy about a Mossad agent-turned-hairdresser in a New York City salon run by a Palestinian woman. There were also the predictable audiotapes extolling Fatah, Hamas and Islamic Jihad.
Some Gazans spoke sadly and nervously about their fears that extremists within Hamas, whose factional split was revealed by this cultural divide, had begun to crack down on local theaters and on art and the Web in Gaza, even as these same people spoke about culture being a fragile but essential link to the West. Via satellite dishes and the Internet, the West meant something to them other than guns and territory: culture was a potential bond, they suggested, through which some dialogue might yet arise.
Not incidentally, Gazans, like that Swedish Ikea designer, made their own culture from the bricolage of global choices. I thought most of what passed for art in Gaza wasn’t very good, truth be told, but quality seemed beside the point. We miss much about how culture works today — including how what might be called local standards of quality vie with the global aesthetic of sensationalism and fashion — if we stick only to seeing it as critics and consumers through our own aesthetic lens.
Hollywood and Broadway, the major museums and art fairs and biennials and galleries, buildings designed by celebrity architects and the music business are all the traditional focus of big media, and they tell us a lot about ourselves. They constitute our cultural firmament, the constellation of our stars. But scientists say most of the universe is composed not of stars but of dark matter. It is the powerful but invisible force that exists everywhere and requires some leap of imagination on our part, some effort, to identify.
Most culture is dark matter.
Put another way, whether in Berlin or Gaza or New York City, there’s a universe of life and death affairs beyond globalism. And culture is our window onto it.
Monday, October 19, 2009
How different are dogfighting and football? by Malcolm Gladwell
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ANNALS OF MEDICINE
OFFENSIVE PLAY
How different are dogfighting and football? by Malcolm Gladwell
OCTOBER 19, 2009
An offensive lineman can’t do his job without “using his head,” one veteran says, but neuropathologists examining the brains of ex-N.F.L. players have found trauma-related degeneration.
ne evening in August, Kyle Turley was at a bar in Nashville with his wife and some friends. It was one of the countless little places in the city that play live music. He’d ordered a beer, but was just sipping it, because he was driving home. He had eaten an hour and a half earlier. Suddenly, he felt a sensation of heat. He was light-headed, and began to sweat. He had been having episodes like that with increasing frequency during the past year—headaches, nausea. One month, he had vertigo every day, bouts in which he felt as if he were stuck to a wall. But this was worse. He asked his wife if he could sit on her stool for a moment. The warmup band was still playing, and he remembers saying, “I’m just going to take a nap right here until the next band comes on.” Then he was lying on the floor, and someone was standing over him. “The guy was freaking out,” Turley recalled. “He was saying, ‘Damn, man, I couldn’t find a pulse,’ and my wife said, ‘No, no. You were breathing.’ I’m, like, ‘What? What?’ ”
They picked him up. “We went out in the parking lot, and I just lost it,” Turley went on. “I started puking everywhere. I couldn’t stop. I got in the car, still puking. My wife, she was really scared, because I had never passed out like that before, and I started becoming really paranoid. I went into a panic. We get to the emergency room. I started to lose control. My limbs were shaking, and I couldn’t speak. I was conscious, but I couldn’t speak the words I wanted to say.”
Turley is six feet five. He is thirty-four years old, with a square jaw and blue eyes. For nine years, before he retired, in 2007, he was an offensive lineman in the National Football League. He knew all the stories about former football players. Mike Webster, the longtime Pittsburgh Steeler and one of the greatest players in N.F.L. history, ended his life a recluse, sleeping on the floor of the Pittsburgh Amtrak station. Another former Pittsburgh Steeler, Terry Long, drifted into chaos and killed himself four years ago by drinking antifreeze. Andre Waters, a former defensive back for the Philadelphia Eagles, sank into depression and pleaded with his girlfriend—“I need help, somebody help me”—before shooting himself in the head. There were men with aching knees and backs and hands, from all those years of playing football. But their real problem was with their heads, the one part of their body that got hit over and over again.
“Lately, I’ve tried to break it down,” Turley said. “I remember, every season, multiple occasions where I’d hit someone so hard that my eyes went cross-eyed, and they wouldn’t come uncrossed for a full series of plays. You are just out there, trying to hit the guy in the middle, because there are three of them. You don’t remember much. There are the cases where you hit a guy and you’d get into a collision where everything goes off. You’re dazed. And there are the others where you are involved in a big, long drive. You start on your own five-yard line, and drive all the way down the field—fifteen, eighteen plays in a row sometimes. Every play: collision, collision, collision. By the time you get to the other end of the field, you’re seeing spots. You feel like you are going to black out. Literally, these white explosions—boom, boom, boom—lights getting dimmer and brighter, dimmer and brighter.
“Then, there was the time when I got knocked unconscious. That was in St. Louis, in 2003. My wife said that I was out a minute or two on the field. But I was gone for about four hours after that. It was the last play of the third quarter. We were playing the Packers. I got hit in the back of the head. I saw it on film a little while afterward. I was running downfield, made a block on a guy. We fell to the ground. A guy was chasing the play, a little guy, a defensive back, and he jumped over me as I was coming up, and he kneed me right in the back of the head. Boom!
“They sat me down on the bench. I remember Marshall Faulk coming up and joking with me, because he knew that I was messed up. That’s what happens in the N.F.L: ‘Oooh. You got effed up. Oooh.’ The trainer came up to me and said, ‘Kyle, let’s take you to the locker room.’ I remember looking up at a clock, and there was only a minute and a half left in the game—and I had no idea that much time had elapsed. I showered and took all my gear off. I was sitting at my locker. I don’t remember anything. When I came back, after being hospitalized, the guys were joking with me because Georgia Frontiere”—then the team’s owner—“came in the locker room, and they said I was butt-ass naked and I gave her a big hug. They were dying laughing, and I was, like, ‘Are you serious? I did that?’
“They cleared me for practice that Thursday. I probably shouldn’t have. I don’t know what damage I did from that, because my head was really hurting. But when you’re coming off an injury you’re frustrated. I wanted to play the next game. I was just so mad that this happened to me that I’m overdoing it. I was just going after guys in practice. I was really trying to use my head more, because I was so frustrated, and the coaches on the sidelines are, like, ‘Yeah. We’re going to win this game. He’s going to lead the team.’ That’s football. You’re told either that you’re hurt or that you’re injured. There is no middle ground. If you are hurt, you can play. If you are injured, you can’t, and the line is whether you can walk and if you can put on a helmet and pads.”
Turley said that he loved playing football so much that he would do it all again. Then he began talking about what he had gone through in the past year. The thing that scared him most about that night at the bar was that it felt exactly like the time he was knocked unconscious. “It was identical,” he said. “It was my worst episode ever.”
n August of 2007, one of the highest-paid players in professional football, the quarterback Michael Vick, pleaded guilty to involvement in a dogfighting ring. The police raided one of his properties, a farm outside Richmond, Virginia, and found the bodies of dead dogs buried on the premises, along with evidence that some of the animals there had been tortured and electrocuted. Vick was suspended from football. He was sentenced to twenty-three months in prison. The dogs on his farm were seized by the court, and the most damaged were sent to an animal sanctuary in Utah for rehabilitation. When Vick applied for reinstatement to the National Football League, this summer, he was asked to undergo psychiatric testing. He then met with the commissioner of the league, Roger Goodell, for four and a half hours, so that Goodell could be sure that he was genuinely remorseful.
“I probably considered every alternative that I could think of,” Goodell told reporters, when he finally allowed Vick back into the league. “I reached out to an awful lot of people to get their views—not only on what was right for the young man but also what was right for our society and the N.F.L.”
Goodell’s job entails dealing with players who have used drugs, driven drunk and killed people, fired handguns in night clubs, and consorted with thugs and accused murderers. But he clearly felt what many Americans felt as well—that dogfighting was a moral offense of a different order.
Here is a description of a dogfight given by the sociologists Rhonda Evans and Craig Forsyth in “The Social Milieu of Dogmen and Dogfights,” an article they published some years ago in the journal Deviant Behavior. The fight took place in Louisiana between a local dog, Black, owned by a man named L.G., and Snow, whose owner, Rick, had come from Arizona:
The handlers release their dogs and Snow and Black lunge at one another. Snow rears up and overpowers Black, but Black manages to come back with a quick locking of the jaws on Snow’s neck. The crowd is cheering wildly and yelling out bets. Once a dog gets a lock on the other, they will hold on with all their might. The dogs flail back and forth and all the while Black maintains her hold.
In a dogfight, whenever one of the dogs “turns”—makes a submissive gesture with its head—the two animals are separated and taken back to their corners. Each dog, in alternation, then “scratches”—is released to charge at its opponent. After that first break, it is Snow’s turn to scratch. She races toward Black:
Snow goes straight for the throat and grabs hold with her razor-sharp teeth. Almost immediately, blood flows from Black’s throat. Despite a serious injury to the throat, Black manages to continue fighting back. They are relentless, each battling the other and neither willing to accept defeat. This fighting continues for an hour. [Finally, the referee] gives the third and final pit call. It is Black’s turn to scratch and she is severely wounded. Black manages to crawl across the pit to meet her opponent. Snow attacks Black and she is too weak to fight back. L.G. realizes that this is it for Black and calls the fight. Snow is declared the winner.
Afterward, Snow’s owner collects his winnings; L.G. carries Black from the ring. “Her back legs are broken and blood is gushing from her throat,” Evans and Forsyth write. “A shot rings out barely heard over the noise in the barn. Black’s body is wrapped up and carried by her owner to his vehicle.”
It’s the shot ringing out that seals the case against dogfighting. L.G. willingly submitted his dog to a contest that culminated in her suffering and destruction. And why? For the entertainment of an audience and the chance of a payday. In the nineteenth century, dogfighting was widely accepted by the American public. But we no longer find that kind of transaction morally acceptable in a sport. “I was not aware of dogfighting and the terrible things that happen around dogfighting,” Goodell said, explaining why he responded so sternly in the Vick case. One wonders whether, had he spent as much time talking to Kyle Turley as he did to Michael Vick, he’d start to have similar doubts about his own sport.
n 2003, a seventy-two-year-old patient at the Veterans Hospital in Bedford, Massachusetts, died, fifteen years after receiving a diagnosis of dementia. Patients in the hospital’s dementia ward are routinely autopsied, as part of the V.A.’s research efforts, so the man’s brain was removed and “fixed” in a formaldehyde solution. A laboratory technician placed a large slab of the man’s cerebral tissue on a microtome—essentially, a sophisticated meat slicer—and, working along the coronal plane, cut off dozens of fifty-micron shavings, less than a hairbreadth thick. The shavings were then immunostained—bathed in a special reagent that would mark the presence of abnormal proteins with a bright, telltale red or brown stain on the surface of the tissue. Afterward, each slice was smoothed out and placed on a slide.
The stained tissue of Alzheimer’s patients typically shows the two trademarks of the disease—distinctive patterns of the proteins beta-amyloid and tau. Beta-amyloid is thought to lay the groundwork for dementia. Tau marks the critical second stage of the disease: it’s the protein that steadily builds up in brain cells, shutting them down and ultimately killing them. An immunostain of an Alzheimer’s patient looks, under the microscope, as if the tissue had been hit with a shotgun blast: the red and brown marks, corresponding to amyloid and tau, dot the entire surface. But this patient’s brain was different. There was damage only to specific surface regions of his brain, and the stains for amyloid came back negative. “This was all tau,” Ann McKee, who runs the hospital’s neuropathology laboratory, said. “There was not even a whiff of amyloid. And it was the most extraordinary damage. It was one of those cases that really took you aback.” The patient may have been in an Alzheimer’s facility, and may have looked and acted as if he had Alzheimer’s. But McKee realized that he had a different condition, called chronic traumatic encephalopathy (C.T.E.), which is a progressive neurological disorder found in people who have suffered some kind of brain trauma. C.T.E. has many of the same manifestations as Alzheimer’s: it begins with behavioral and personality changes, followed by disinhibition and irritability, before moving on to dementia. And C.T.E. appears later in life as well, because it takes a long time for the initial trauma to give rise to nerve-cell breakdown and death. But C.T.E. isn’t the result of an endogenous disease. It’s the result of injury. The patient, it turned out, had been a boxer in his youth. He had suffered from dementia for fifteen years because, decades earlier, he’d been hit too many times in the head.
McKee’s laboratory does the neuropathology work for both the giant Framingham heart study, which has been running since 1948, and Boston University’s New England Centenarian Study, which analyzes the brains of people who are unusually long-lived. “I’m looking at brains constantly,” McKee said. “Then I ran across another one. I saw it and said, ‘Wow, it looks just like the last case.’ This time, there was no known history of boxing. But then I called the family, and heard that the guy had been a boxer in his twenties.” You can’t see tau except in an autopsy, and you can’t see it in an autopsy unless you do a very particular kind of screen. So now that McKee had seen two cases, in short order, she began to wonder: how many people who we assume have Alzheimer’s—a condition of mysterious origin—are actually victims of preventable brain trauma?
McKee linked up with an activist named Chris Nowinski, a former college football player and professional wrestler who runs a group called the Sports Legacy Institute, in Boston. In his football and wrestling careers, Nowinski suffered six concussions (that he can remember), the last of which had such severe side effects that he has become a full-time crusader against brain injuries in sports. Nowinski told McKee that he would help her track down more brains of ex-athletes. Whenever he read an obituary of someone who had played in a contact sport, he’d call up the family and try to persuade them to send the player’s brain to Bedford. Usually, they said no. Sometimes they said yes. The first brain McKee received was from a man in his mid-forties who had played as a linebacker in the N.F.L. for ten years. He accidentally shot himself while cleaning a gun. He had at least three concussions in college, and eight in the pros. In the years before his death, he’d had memory lapses, and had become more volatile. McKee immunostained samples of his brain tissue, and saw big splotches of tau all over the frontal and temporal lobes. If he hadn’t had the accident, he would almost certainly have ended up in a dementia ward.
Nowinski found her another ex-football player. McKee saw the same thing. She has now examined the brains of sixteen ex-athletes, most of them ex-football players. Some had long careers and some played only in college. Some died of dementia. Some died of unrelated causes. Some were old. Some were young. Most were linemen or linebackers, although there was one wide receiver. In one case, a man who had been a linebacker for sixteen years, you could see, without the aid of magnification, that there was trouble: there was a shiny tan layer of scar tissue, right on the surface of the frontal lobe, where the brain had repeatedly slammed into the skull. It was the kind of scar you’d get only if you used your head as a battering ram. You could also see that some of the openings in the brain were larger than you’d expect, as if the surrounding tissue had died and shrunk away. In other cases, everything seemed entirely normal until you looked under the microscope and saw the brown ribbons of tau. But all sixteen of the ex-athlete brains that McKee had examined—those of the two boxers, plus the ones that Nowinski had found for her—had something in common: every one had abnormal tau.
The other major researcher looking at athletes and C.T.E. is the neuropathologist Bennet Omalu. He diagnosed the first known case of C.T.E. in an ex-N.F.L. player back in September of 2002, when he autopsied the former Pittsburgh Steelers center Mike Webster. He also found C.T.E. in the former Philadelphia Eagles defensive back Andre Waters, and in the former Steelers linemen Terry Long and Justin Strzelczyk, the latter of whom was killed when he drove the wrong way down a freeway and crashed his car, at ninety miles per hour, into a tank truck. Omalu has only once failed to find C.T.E. in a professional football player, and that was a twenty-four-year-old running back who had played in the N.F.L. for only two years.
“There is something wrong with this group as a cohort,” Omalu says. “They forget things. They have slurred speech. I have had an N.F.L. player come up to me at a funeral and tell me he can’t find his way home. I have wives who call me and say, ‘My husband was a very good man. Now he drinks all the time. I don’t know why his behavior changed.’ I have wives call me and say, ‘My husband was a nice guy. Now he’s getting abusive.’ I had someone call me and say, ‘My husband went back to law school after football and became a lawyer. Now he can’t do his job. People are suing him.’ ”
McKee and Omalu are trying to make sense of the cases they’ve seen so far. At least some of the players are thought to have used steroids, which has led to the suggestion that brain injury might in some way be enhanced by drug use. Many of the players also share a genetic risk factor for neurodegenerative diseases, so perhaps deposits of tau are the result of brain trauma coupled with the weakened ability of the brain to repair itself. McKee says that she will need to see at least fifty cases before she can draw any firm conclusions. In the meantime, late last month the University of Michigan’s Institute for Social Research released the findings of an N.F.L.-funded phone survey of just over a thousand randomly selected retired N.F.L. players—all of whom had played in the league for at least three seasons. Self-reported studies are notoriously unreliable instruments, but, even so, the results were alarming. Of those players who were older than fifty, 6.1 per cent reported that they had received a diagnosis of “dementia, Alzheimer’s disease, or other memory-related disease.” That’s five times higher than the national average for that age group. For players between the ages of thirty and forty-nine, the reported rate was nineteen times the national average. (The N.F.L. has distributed five million dollars to former players with dementia.)
“A long time ago, someone suggested that the [C.T.E. rate] in boxers was twenty per cent,” McKee told me. “I think it’s probably higher than that among boxers, and I also suspect that it’s going to end up being higher than that among football players as well. Why? Because every brain I’ve seen has this. To get this number in a sample this small is really unusual, and the findings are so far out of the norm. I only can say that because I have looked at thousands of brains for a long time. This isn’t something that you just see. I did the same exact thing for all the individuals from the Framingham heart study. We study them until they die. I run these exact same proteins, make these same slides—and we never see this.”
McKee’s laboratory occupies a warren of rooms, in what looks like an old officers’ quarters on the V.A. campus. In one of the rooms, there is an enormous refrigerator, filled with brains packed away in hundreds of plastic containers. Nearby is a tray with small piles of brain slices. They look just like the ginger shavings that come with an order of sushi. Now McKee went to the room next to her office, sat down behind a microscope, and inserted one of the immunostained slides under the lens.
“This is Tom McHale,” she said. “He started out playing for Cornell. Then he went to Tampa Bay. He was the man who died of substance abuse at the age of forty-five. I only got fragments of the brain. But it’s just showing huge accumulations of tau for a forty-five-year-old—ridiculously abnormal.”
She placed another slide under the microscope. “This individual was forty-nine years old. A football player. Cognitively intact. He never had any rage behavior. He had the distinctive abnormalities. Look at the hypothalamus.” It was dark with tau. She put another slide in. “This guy was in his mid-sixties,” she said. “He died of an unrelated medical condition. His name is Walter Hilgenberg. Look at the hippocampus. It’s wall-to-wall tangles. Even in a bad case of Alzheimer’s, you don’t see that.” The brown pigment of the tau stain ran around the edge of the tissue sample in a thick, dark band. “It’s like a big river.”
McKee got up and walked across the corridor, back to her office. “There’s one last thing,” she said. She pulled out a large photographic blowup of a brain-tissue sample. “This is a kid. I’m not allowed to talk about how he died. He was a good student. This is his brain. He’s eighteen years old. He played football. He’d been playing football for a couple of years.” She pointed to a series of dark spots on the image, where the stain had marked the presence of something abnormal. “He’s got all this tau. This is frontal and this is insular. Very close to insular. Those same vulnerable regions.” This was a teen-ager, and already his brain showed the kind of decay that is usually associated with old age. “This is completely inappropriate,” she said. “You don’t see tau like this in an eighteen-year-old. You don’t see tau like this in a fifty-year-old.”
McKee is a longtime football fan. She is from Wisconsin. She had two statuettes of Brett Favre, the former Green Bay Packers quarterback, on her bookshelf. On the wall was a picture of a robust young man. It was McKee’s son—nineteen years old, six feet three. If he had a chance to join the N.F.L., I asked her, what would she advise him? “I’d say, ‘Don’t. Not if you want to have a life after football.’ ”
t the core of the C.T.E. research is a critical question: is the kind of injury being uncovered by McKee and Omalu incidental to the game of football or inherent in it? Part of what makes dogfighting so repulsive is the understanding that violence and injury cannot be removed from the sport. It’s a feature of the sport that dogs almost always get hurt. Something like stock-car racing, by contrast, is dangerous, but not unavoidably so.
In 2000 and 2001, four drivers in Nascar’s élite Sprint Cup Series were killed in crashes, including the legendary Dale Earnhardt. In response, Nascar mandated stronger seats, better seat belts and harnesses, and ignition kill switches, and completed the installation of expensive new barriers on the walls of its racetracks, which can absorb the force of a crash much better than concrete. The result is that, in the past eight years, no one has died in Nascar’s three national racing series. Stock-car fans are sometimes caricatured as bloodthirsty, eagerly awaiting the next spectacular crash. But there is little blood these days in Nascar crashes. Last year, at Texas Motor Speedway, Michael McDowell hit an oil slick, slammed head first into the wall at a hundred and eighty miles per hour, flipped over and over, leaving much of his car in pieces on the track, and, when the vehicle finally came to a stop, crawled out of the wreckage and walked away. He raced again the next day. So what is football? Is it dogfighting or is it stock-car racing?
Football faced a version of this question a hundred years ago, after a series of ugly incidents. In 1905, President Theodore Roosevelt called an emergency summit at the White House, alarmed, as the historian John Sayle Watterson writes, “that the brutality of the prize ring had invaded college football and might end up destroying it.” Columbia University dropped the sport entirely. A professor at the University of Chicago called it a “boy-killing, man-mutilating, money-making, education-prostituting, gladiatorial sport.” In December of 1905, the presidents of twelve prominent colleges met in New York and came within one vote of abolishing the game. But the main objection at the time was to a style of play—densely and dangerously packed offensive strategies—that, it turns out, could be largely corrected with rule changes, like the legalization of the forward pass and the doubling of the first-down distance from five yards to ten. Today, when we consider subtler and more insidious forms of injury, it’s far from clear whether the problem is the style of play or the play itself.
Take the experience of a young defensive lineman for the University of North Carolina football team, who suffered two concussions during the 2004 season. His case is one of a number studied by Kevin Guskiewicz, who runs the university’s Sports Concussion Research Program. For the past five seasons, Guskiewicz and his team have tracked every one of the football team’s practices and games using a system called HITS, in which six sensors are placed inside the helmet of every player on the field, measuring the force and location of every blow he receives to the head. Using the HITS data, Guskiewicz was able to reconstruct precisely what happened each time the player was injured.
“The first concussion was during preseason. The team was doing two-a-days,” he said, referring to the habit of practicing in both the morning and the evening in the preseason. “It was August 9th, 9:55 A.M. He has an 80-g hit to the front of his head. About ten minutes later, he has a 98-g acceleration to the front of his head.” To put those numbers in perspective, Guskiewicz explained, if you drove your car into a wall at twenty-five miles per hour and you weren’t wearing your seat belt, the force of your head hitting the windshield would be around 100 gs: in effect, the player had two car accidents that morning. He survived both without incident. “In the evening session, he experiences this 64-g hit to the same spot, the front of the head. Still not reporting anything. And then this happens.” On his laptop, Guskiewicz ran the video from the practice session. It was a simple drill: the lineman squaring off against an offensive player who wore the number 76. The other player ran toward the lineman and brushed past him, while delivering a glancing blow to the defender’s helmet. “Seventy-six does a little quick elbow. It’s 63 gs, the lowest of the four, but he sustains a concussion.”
“The second injury was nine weeks later,” Guskiewicz continued. “He’s now recovered from the initial injury. It’s a game out in Utah. In warmups, he takes a 76-g blow to the front of his head. Then, on the very first play of the game, on kickoff, he gets popped in the earhole. It’s a 102-g impact. He’s part of the wedge.” He pointed to the screen, where the player was blocking on a kickoff: “Right here.” The player stumbled toward the sideline. “His symptoms were significantly worse than the first injury.” Two days later, during an evaluation in Guskiewicz’s clinic, he had to have a towel put over his head because he couldn’t stand the light. He also had difficulty staying awake. He was sidelined for sixteen days.
When we think about football, we worry about the dangers posed by the heat and the fury of competition. Yet the HITS data suggest that practice—the routine part of the sport—can be as dangerous as the games themselves. We also tend to focus on the dramatic helmet-to-helmet hits that signal an aggressive and reckless style of play. Those kinds of hits can be policed. But what sidelined the U.N.C. player, the first time around, was an accidental and seemingly innocuous elbow, and none of the blows he suffered that day would have been flagged by a referee as illegal. Most important, though, is what Guskiewicz found when he reviewed all the data for the lineman on that first day in training camp. He didn’t just suffer those four big blows. He was hit in the head thirty-one times that day. What seems to have caused his concussion, in other words, was his cumulative exposure. And why was the second concussion—in the game at Utah—so much more serious than the first? It’s not because that hit to the side of the head was especially dramatic; it was that it came after the 76-g blow in warmup, which, in turn, followed the concussion in August, which was itself the consequence of the thirty prior hits that day, and the hits the day before that, and the day before that, and on and on, perhaps back to his high-school playing days.
This is a crucial point. Much of the attention in the football world, in the past few years, has been on concussions—on diagnosing, managing, and preventing them—and on figuring out how many concussions a player can have before he should call it quits. But a football player’s real issue isn’t simply with repetitive concussive trauma. It is, as the concussion specialist Robert Cantu argues, with repetitive subconcussive trauma. It’s not just the handful of big hits that matter. It’s lots of little hits, too.
That’s why, Cantu says, so many of the ex-players who have been given a diagnosis of C.T.E. were linemen: line play lends itself to lots of little hits. The HITS data suggest that, in an average football season, a lineman could get struck in the head a thousand times, which means that a ten-year N.F.L. veteran, when you bring in his college and high-school playing days, could well have been hit in the head eighteen thousand times: that’s thousands of jarring blows that shake the brain from front to back and side to side, stretching and weakening and tearing the connections among nerve cells, and making the brain increasingly vulnerable to long-term damage. People with C.T.E., Cantu says, “aren’t necessarily people with a high, recognized concussion history. But they are individuals who collided heads on every play—repetitively doing this, year after year, under levels that were tolerable for them to continue to play.”
But if C.T.E. is really about lots of little hits, what can be done about it? Turley says that it’s impossible for an offensive lineman to do his job without “using his head.” The position calls for the player to begin in a crouch and then collide with the opposing lineman when the ball is snapped. Helmet-to-helmet contact is inevitable. Nowinski, who played football for Harvard, says that “proper” tackling technique is supposed to involve a player driving into his opponent with his shoulder. “The problem,” he says, “is that, if you’re a defender and you’re trying to tackle someone and you decide to pick a side, you’re giving the other guy a way to go—and people will start running around you.” Would better helmets help? Perhaps. And there have been better models introduced that absorb more of the shock from a hit. But, Nowinski says, the better helmets have become—and the more invulnerable they have made the player seem—the more athletes have been inclined to play recklessly.
“People love technological solutions,” Nowinski went on. “When I give speeches, the first question is always: ‘What about these new helmets I hear about?’ What most people don’t realize is that we are decades, if not forever, from having a helmet that would fix the problem. I mean, you have two men running into each other at full speed and you think a little bit of plastic and padding could absorb that 150 gs of force?”
At one point, while he was discussing his research, Guskiewicz showed a videotape from a 1997 college football game between Arizona and Oregon. In one sequence, a player from Oregon viciously tackles an Arizona player, bringing his head up onto the opposing player’s chin and sending his helmet flying with the force of the blow. To look at it, you’d think that the Arizona player would be knocked unconscious. Instead, he bounces back up. “This guy does not sustain a concussion,” Guskiewicz said. “He has a lip laceration. Lower lip, that’s it. Now, same game, twenty minutes later.” He showed a clip of an Arizona defensive back making a dramatic tackle. He jumps up, and, as he does so, a teammate of his chest-bumps him in celebration. The defensive back falls and hits his head on the ground. “That’s a Grade 2 concussion,” Guskiewicz said. “It’s the fall to the ground, combined with the bounce off the turf.”
The force of the first hit was infinitely greater than the second. But the difference is that the first player saw that he was about to be hit and tensed his neck, which limited the sharp back-and-forth jolt of the head that sends the brain crashing against the sides of the skull. In essence, he was being hit not in the head but in the head, neck, and torso—an area with an effective mass three times greater. In the second case, the player didn’t see the hit coming. His head took the full force of the blow all by itself. That’s why he suffered a concussion. But how do you insure, in a game like football, that a player is never taken by surprise?
Guskiewicz and his colleagues have come up with what they believe is a much better method of understanding concussion. They have done a full cognitive workup of the players on the U.N.C. team, so that they can track whatever effect might arise from the hits each player accumulates during his four years. U.N.C.’s new coach, Butch Davis, has sharply cut back on full-contact practices, reducing the toll on the players’ heads. Guskiewicz says his data show that a disproportionate number of serious head impacts happen on kickoffs, so he wonders whether it might make sense, in theory, anyway, to dispense with them altogether. But, like everyone else who’s worried about football, he still has no idea what the inherent risks of the game are. What if you did everything you could, and banned kickoffs and full-contact practices and used the most state-of-the-art techniques for diagnosing and treating concussion, and behaved as responsibly as Nascar has in the past several years—and players were still getting too many dangerous little hits to the head?
After the tape session, Guskiewicz and one of his colleagues, Jason Mihalik, went outside to watch the U.N.C. football team practice, a short walk down the hill from their office. Only when you see football at close range is it possible to understand the dimensions of the brain-injury problem. The players were huge—much larger than you imagine them being. They moved at astonishing speeds for people of that size, and, long before you saw them, you heard them: the sound of one two-hundred-and-fifty-pound man colliding with another echoed around the practice facility. Mihalik and Guskiewicz walked over to a small building, just off to the side of the field. On the floor was a laptop inside a black storage crate. Next to the computer was an antenna that received the signals from the sensors inside the players’ helmets. Mihalik crouched down and began paging through the data. In one column, the HITS software listed the top hits of the practice up to that point, and every few moments the screen would refresh, reflecting the plays that had just been run on the field. Forty-five minutes into practice, the top eight head blows on the field measured 82 gs, 79 gs, 75 gs, 79 gs, 67 gs, 60 gs, 57 gs, and 53 gs. One player, a running back, had received both the 79 gs and the 60 gs, as well as another hit, measuring 27.9 gs. This wasn’t a full-contact practice. It was “shells.” The players wore only helmets and shoulder pads, and still there were mini car crashes happening all over the field.
he most damaged, scarred, and belligerent of Michael Vick’s dogs—the hardest cases—were sent to the Best Friends Animal Sanctuary, on a thirty-seven-hundred-acre spread in the canyons of southern Utah. They were housed in a specially modified octagon, a one-story, climate-controlled cottage, ringed by individual dog runs. The dogs were given a final walk at 11 P.M. and woken up at 7 A.M., to introduce them to a routine. They were hand-fed. In the early months, the staff took turns sleeping in the octagon—sometimes in the middle, sometimes in a cot in one of the runs—so that someone would be with the dogs twenty-four hours a day. Twenty-two of Vick’s pit bulls came to Best Friends in January of 2008, and all but five of them are still there.
Ray lunged at his handlers when he first came to Best Friends. He can’t be with other dogs. Ellen lies on the ground and wants her stomach scratched, and when the caregivers slept in the octagon she licked them all night long. Her face is lopsided, as if it had been damaged from fighting. She can’t be with other dogs, either. Georgia has a broken tail, and her legs and snout are covered with scars. She has no teeth. At some point, in her early life, they had been surgically removed. The court-ordered evaluation of the Vick dogs labelled Meryl, a medium-sized brown-and-white pit-bull mix, “human aggressive,” meaning that she is never allowed to be taken out of the Best Friends facility. “She had a hard time meeting people—she would preëmpt anyone coming by charging and snapping at them,” Ann Allums, one of the Best Friends dog trainers, said, as she walked around Meryl’s octagon, on a recent fall day.
She opened the gate to Meryl’s dog run and crouched down on the ground next to her. She hugged the dog, and began playfully wrestling with her, as Meryl’s tail thumped happily. “She really doesn’t mind new people,” Allums said. “She’s very happy and loving. I feel totally comfortable with her. I can grab and kiss her.” She gave Meryl another hug. “I am building a relationship,” she said. “She needed to see that when people were around bad things would not happen.”
What happens at Best Friends represents, by any measure, an extravagant gesture. These are dogs that will never live a normal life. But the kind of crime embodied by dogfighting is so morally repellent that it demands an extravagant gesture in response. In a fighting dog, the quality that is prized above all others is the willingness to persevere, even in the face of injury and pain. A dog that will not do that is labelled a “cur,” and abandoned. A dog that keeps charging at its opponent is said to possess “gameness,” and game dogs are revered.
In one way or another, plenty of organizations select for gameness. The Marine Corps does so, and so does medicine, when it puts young doctors through the exhausting rigors of residency. But those who select for gameness have a responsibility not to abuse that trust: if you have men in your charge who would jump off a cliff for you, you cannot march them to the edge of the cliff—and dogfighting fails this test. Gameness, Carl Semencic argues, in “The World of Fighting Dogs” (1984), is no more than a dog’s “desire to please an owner at any expense to itself.” The owners, Semencic goes on,
understand this desire to please on the part of the dog and capitalize on it. At any organized pit fight in which two dogs are really going at each other wholeheartedly, one can observe the owner of each dog changing his position at pit-side in order to be in sight of his dog at all times. The owner knows that seeing his master rooting him on will make a dog work all the harder to please its master.
This is why Michael Vick’s dogs weren’t euthanized. The betrayal of loyalty requires an act of social reparation.
Professional football players, too, are selected for gameness. When Kyle Turley was knocked unconscious, in that game against the Packers, he returned to practice four days later because, he said, “I didn’t want to miss a game.” Once, in the years when he was still playing, he woke up and fell into a wall as he got out of bed. “I start puking all over,” he recalled. “So I said to my wife, ‘Take me to practice.’ I didn’t want to miss practice.” The same season that he was knocked unconscious, he began to have pain in his hips. He received three cortisone shots, and kept playing. At the end of the season, he discovered that he had a herniated disk. He underwent surgery, and four months later was back at training camp. “They put me in full-contact practice from day one,” he said. “After the first day, I knew I wasn’t right. They told me, ‘You’ve had the surgery. You’re fine. You should just fight through it.’ It’s like you’re programmed. You’ve got to go without question—I’m a warrior. I can block that out of my mind. I go out, two days later. Full contact. Two-a-days. My back locks up again. I had re-herniated the same disk that got operated on four months ago, and bulged the disk above it.” As one of Turley’s old coaches once said, “He plays the game as it should be played, all out,” which is to say that he put the game above his own well-being.
Turley says he was once in the training room after a game with a young linebacker who had suffered a vicious hit on a kickoff return. “We were in the cold tub, which is, like, forty-five degrees, and he starts passing out. In the cold tub. I don’t know anyone who has ever passed out in the cold tub. That’s supposed to wake you up. And I’m, like, slapping his face. ‘Richie! Wake up!’ He said, ‘What, what? I’m cool.’ I said, ‘You’ve got a concussion. You have to go to the hospital.’ He said, ‘You know, man, I’m fine.’ ” He wasn’t fine, though. That moment in the cold tub represented a betrayal of trust. He had taken the hit on behalf of his team. He was then left to pass out in the cold tub, and to deal—ten and twenty years down the road—with the consequences. No amount of money or assurances about risk freely assumed can change the fact that, in this moment, an essential bond had been broken. What football must confront, in the end, is not just the problem of injuries or scientific findings. It is the fact that there is something profoundly awry in the relationship between the players and the game.
“Let’s assume that Dr. Omalu and the others are right,” Ira Casson, who co-chairs an N.F.L. committee on brain injury, said. “What should we be doing differently? We asked Dr. McKee this when she came down. And she was honest, and said, ‘I don’t know how to answer that.’ No one has any suggestions—assuming that you aren’t saying no more football, because, let’s be honest, that’s not going to happen.” Casson began to talk about the research on the connection between C.T.E. and boxing. It had been known for eighty years. Boxers ran a twenty-per-cent risk of dementia. Yet boxers continue to box. Why? Because people still go to boxing matches.
“We certainly know from boxers that the incidence of C.T.E. is related to the length of your career,” he went on. “So if you want to apply that to football—and I’m not saying it does apply—then you’d have to let people play six years and then stop. If it comes to that, maybe we’ll have to think about that. On the other hand, nobody’s willing to do this in boxing. Why would a boxer at the height of his career, six or seven years in, stop fighting, just when he’s making million-dollar paydays?” He shrugged. “It’s a violent game. I suppose if you want to you could play touch football or flag football. For me, as a Jewish kid from Long Island, I’d be just as happy if we did that. But I don’t know if the fans would be happy with that. So what else do you do?”
Casson is right. There is nothing else to be done, not so long as fans stand and cheer. We are in love with football players, with their courage and grit, and nothing else—neither considerations of science nor those of morality—can compete with the destructive power of that love.
In “Dogmen and Dogfights,” Evans and Forsyth write:
When one views a staged dog fight between pit bulls for the first time, the most macabre aspect of the event is that the only sounds you hear from these dogs are those of crunching bones and cartilage. The dogs rip and tear at each other; their blood, urine and saliva splatter the sides of the pit and clothes of the handlers. . . . The emotions of the dogs are conspicuous, but not so striking, even to themselves, are the passions of the owners of the dogs. Whether they hug a winner or in the rare case, destroy a dying loser, whether they walk away from the carcass or lay crying over it, their fondness for these fighters is manifest. ♦
PHOTOGRAPH: BILL FRAKES/SPORTS ILLUSTRATED/GETTY
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ANNALS OF MEDICINE
OFFENSIVE PLAY
How different are dogfighting and football? by Malcolm Gladwell
OCTOBER 19, 2009
An offensive lineman can’t do his job without “using his head,” one veteran says, but neuropathologists examining the brains of ex-N.F.L. players have found trauma-related degeneration.
ne evening in August, Kyle Turley was at a bar in Nashville with his wife and some friends. It was one of the countless little places in the city that play live music. He’d ordered a beer, but was just sipping it, because he was driving home. He had eaten an hour and a half earlier. Suddenly, he felt a sensation of heat. He was light-headed, and began to sweat. He had been having episodes like that with increasing frequency during the past year—headaches, nausea. One month, he had vertigo every day, bouts in which he felt as if he were stuck to a wall. But this was worse. He asked his wife if he could sit on her stool for a moment. The warmup band was still playing, and he remembers saying, “I’m just going to take a nap right here until the next band comes on.” Then he was lying on the floor, and someone was standing over him. “The guy was freaking out,” Turley recalled. “He was saying, ‘Damn, man, I couldn’t find a pulse,’ and my wife said, ‘No, no. You were breathing.’ I’m, like, ‘What? What?’ ”
They picked him up. “We went out in the parking lot, and I just lost it,” Turley went on. “I started puking everywhere. I couldn’t stop. I got in the car, still puking. My wife, she was really scared, because I had never passed out like that before, and I started becoming really paranoid. I went into a panic. We get to the emergency room. I started to lose control. My limbs were shaking, and I couldn’t speak. I was conscious, but I couldn’t speak the words I wanted to say.”
Turley is six feet five. He is thirty-four years old, with a square jaw and blue eyes. For nine years, before he retired, in 2007, he was an offensive lineman in the National Football League. He knew all the stories about former football players. Mike Webster, the longtime Pittsburgh Steeler and one of the greatest players in N.F.L. history, ended his life a recluse, sleeping on the floor of the Pittsburgh Amtrak station. Another former Pittsburgh Steeler, Terry Long, drifted into chaos and killed himself four years ago by drinking antifreeze. Andre Waters, a former defensive back for the Philadelphia Eagles, sank into depression and pleaded with his girlfriend—“I need help, somebody help me”—before shooting himself in the head. There were men with aching knees and backs and hands, from all those years of playing football. But their real problem was with their heads, the one part of their body that got hit over and over again.
“Lately, I’ve tried to break it down,” Turley said. “I remember, every season, multiple occasions where I’d hit someone so hard that my eyes went cross-eyed, and they wouldn’t come uncrossed for a full series of plays. You are just out there, trying to hit the guy in the middle, because there are three of them. You don’t remember much. There are the cases where you hit a guy and you’d get into a collision where everything goes off. You’re dazed. And there are the others where you are involved in a big, long drive. You start on your own five-yard line, and drive all the way down the field—fifteen, eighteen plays in a row sometimes. Every play: collision, collision, collision. By the time you get to the other end of the field, you’re seeing spots. You feel like you are going to black out. Literally, these white explosions—boom, boom, boom—lights getting dimmer and brighter, dimmer and brighter.
“Then, there was the time when I got knocked unconscious. That was in St. Louis, in 2003. My wife said that I was out a minute or two on the field. But I was gone for about four hours after that. It was the last play of the third quarter. We were playing the Packers. I got hit in the back of the head. I saw it on film a little while afterward. I was running downfield, made a block on a guy. We fell to the ground. A guy was chasing the play, a little guy, a defensive back, and he jumped over me as I was coming up, and he kneed me right in the back of the head. Boom!
“They sat me down on the bench. I remember Marshall Faulk coming up and joking with me, because he knew that I was messed up. That’s what happens in the N.F.L: ‘Oooh. You got effed up. Oooh.’ The trainer came up to me and said, ‘Kyle, let’s take you to the locker room.’ I remember looking up at a clock, and there was only a minute and a half left in the game—and I had no idea that much time had elapsed. I showered and took all my gear off. I was sitting at my locker. I don’t remember anything. When I came back, after being hospitalized, the guys were joking with me because Georgia Frontiere”—then the team’s owner—“came in the locker room, and they said I was butt-ass naked and I gave her a big hug. They were dying laughing, and I was, like, ‘Are you serious? I did that?’
“They cleared me for practice that Thursday. I probably shouldn’t have. I don’t know what damage I did from that, because my head was really hurting. But when you’re coming off an injury you’re frustrated. I wanted to play the next game. I was just so mad that this happened to me that I’m overdoing it. I was just going after guys in practice. I was really trying to use my head more, because I was so frustrated, and the coaches on the sidelines are, like, ‘Yeah. We’re going to win this game. He’s going to lead the team.’ That’s football. You’re told either that you’re hurt or that you’re injured. There is no middle ground. If you are hurt, you can play. If you are injured, you can’t, and the line is whether you can walk and if you can put on a helmet and pads.”
Turley said that he loved playing football so much that he would do it all again. Then he began talking about what he had gone through in the past year. The thing that scared him most about that night at the bar was that it felt exactly like the time he was knocked unconscious. “It was identical,” he said. “It was my worst episode ever.”
n August of 2007, one of the highest-paid players in professional football, the quarterback Michael Vick, pleaded guilty to involvement in a dogfighting ring. The police raided one of his properties, a farm outside Richmond, Virginia, and found the bodies of dead dogs buried on the premises, along with evidence that some of the animals there had been tortured and electrocuted. Vick was suspended from football. He was sentenced to twenty-three months in prison. The dogs on his farm were seized by the court, and the most damaged were sent to an animal sanctuary in Utah for rehabilitation. When Vick applied for reinstatement to the National Football League, this summer, he was asked to undergo psychiatric testing. He then met with the commissioner of the league, Roger Goodell, for four and a half hours, so that Goodell could be sure that he was genuinely remorseful.
“I probably considered every alternative that I could think of,” Goodell told reporters, when he finally allowed Vick back into the league. “I reached out to an awful lot of people to get their views—not only on what was right for the young man but also what was right for our society and the N.F.L.”
Goodell’s job entails dealing with players who have used drugs, driven drunk and killed people, fired handguns in night clubs, and consorted with thugs and accused murderers. But he clearly felt what many Americans felt as well—that dogfighting was a moral offense of a different order.
Here is a description of a dogfight given by the sociologists Rhonda Evans and Craig Forsyth in “The Social Milieu of Dogmen and Dogfights,” an article they published some years ago in the journal Deviant Behavior. The fight took place in Louisiana between a local dog, Black, owned by a man named L.G., and Snow, whose owner, Rick, had come from Arizona:
The handlers release their dogs and Snow and Black lunge at one another. Snow rears up and overpowers Black, but Black manages to come back with a quick locking of the jaws on Snow’s neck. The crowd is cheering wildly and yelling out bets. Once a dog gets a lock on the other, they will hold on with all their might. The dogs flail back and forth and all the while Black maintains her hold.
In a dogfight, whenever one of the dogs “turns”—makes a submissive gesture with its head—the two animals are separated and taken back to their corners. Each dog, in alternation, then “scratches”—is released to charge at its opponent. After that first break, it is Snow’s turn to scratch. She races toward Black:
Snow goes straight for the throat and grabs hold with her razor-sharp teeth. Almost immediately, blood flows from Black’s throat. Despite a serious injury to the throat, Black manages to continue fighting back. They are relentless, each battling the other and neither willing to accept defeat. This fighting continues for an hour. [Finally, the referee] gives the third and final pit call. It is Black’s turn to scratch and she is severely wounded. Black manages to crawl across the pit to meet her opponent. Snow attacks Black and she is too weak to fight back. L.G. realizes that this is it for Black and calls the fight. Snow is declared the winner.
Afterward, Snow’s owner collects his winnings; L.G. carries Black from the ring. “Her back legs are broken and blood is gushing from her throat,” Evans and Forsyth write. “A shot rings out barely heard over the noise in the barn. Black’s body is wrapped up and carried by her owner to his vehicle.”
It’s the shot ringing out that seals the case against dogfighting. L.G. willingly submitted his dog to a contest that culminated in her suffering and destruction. And why? For the entertainment of an audience and the chance of a payday. In the nineteenth century, dogfighting was widely accepted by the American public. But we no longer find that kind of transaction morally acceptable in a sport. “I was not aware of dogfighting and the terrible things that happen around dogfighting,” Goodell said, explaining why he responded so sternly in the Vick case. One wonders whether, had he spent as much time talking to Kyle Turley as he did to Michael Vick, he’d start to have similar doubts about his own sport.
n 2003, a seventy-two-year-old patient at the Veterans Hospital in Bedford, Massachusetts, died, fifteen years after receiving a diagnosis of dementia. Patients in the hospital’s dementia ward are routinely autopsied, as part of the V.A.’s research efforts, so the man’s brain was removed and “fixed” in a formaldehyde solution. A laboratory technician placed a large slab of the man’s cerebral tissue on a microtome—essentially, a sophisticated meat slicer—and, working along the coronal plane, cut off dozens of fifty-micron shavings, less than a hairbreadth thick. The shavings were then immunostained—bathed in a special reagent that would mark the presence of abnormal proteins with a bright, telltale red or brown stain on the surface of the tissue. Afterward, each slice was smoothed out and placed on a slide.
The stained tissue of Alzheimer’s patients typically shows the two trademarks of the disease—distinctive patterns of the proteins beta-amyloid and tau. Beta-amyloid is thought to lay the groundwork for dementia. Tau marks the critical second stage of the disease: it’s the protein that steadily builds up in brain cells, shutting them down and ultimately killing them. An immunostain of an Alzheimer’s patient looks, under the microscope, as if the tissue had been hit with a shotgun blast: the red and brown marks, corresponding to amyloid and tau, dot the entire surface. But this patient’s brain was different. There was damage only to specific surface regions of his brain, and the stains for amyloid came back negative. “This was all tau,” Ann McKee, who runs the hospital’s neuropathology laboratory, said. “There was not even a whiff of amyloid. And it was the most extraordinary damage. It was one of those cases that really took you aback.” The patient may have been in an Alzheimer’s facility, and may have looked and acted as if he had Alzheimer’s. But McKee realized that he had a different condition, called chronic traumatic encephalopathy (C.T.E.), which is a progressive neurological disorder found in people who have suffered some kind of brain trauma. C.T.E. has many of the same manifestations as Alzheimer’s: it begins with behavioral and personality changes, followed by disinhibition and irritability, before moving on to dementia. And C.T.E. appears later in life as well, because it takes a long time for the initial trauma to give rise to nerve-cell breakdown and death. But C.T.E. isn’t the result of an endogenous disease. It’s the result of injury. The patient, it turned out, had been a boxer in his youth. He had suffered from dementia for fifteen years because, decades earlier, he’d been hit too many times in the head.
McKee’s laboratory does the neuropathology work for both the giant Framingham heart study, which has been running since 1948, and Boston University’s New England Centenarian Study, which analyzes the brains of people who are unusually long-lived. “I’m looking at brains constantly,” McKee said. “Then I ran across another one. I saw it and said, ‘Wow, it looks just like the last case.’ This time, there was no known history of boxing. But then I called the family, and heard that the guy had been a boxer in his twenties.” You can’t see tau except in an autopsy, and you can’t see it in an autopsy unless you do a very particular kind of screen. So now that McKee had seen two cases, in short order, she began to wonder: how many people who we assume have Alzheimer’s—a condition of mysterious origin—are actually victims of preventable brain trauma?
McKee linked up with an activist named Chris Nowinski, a former college football player and professional wrestler who runs a group called the Sports Legacy Institute, in Boston. In his football and wrestling careers, Nowinski suffered six concussions (that he can remember), the last of which had such severe side effects that he has become a full-time crusader against brain injuries in sports. Nowinski told McKee that he would help her track down more brains of ex-athletes. Whenever he read an obituary of someone who had played in a contact sport, he’d call up the family and try to persuade them to send the player’s brain to Bedford. Usually, they said no. Sometimes they said yes. The first brain McKee received was from a man in his mid-forties who had played as a linebacker in the N.F.L. for ten years. He accidentally shot himself while cleaning a gun. He had at least three concussions in college, and eight in the pros. In the years before his death, he’d had memory lapses, and had become more volatile. McKee immunostained samples of his brain tissue, and saw big splotches of tau all over the frontal and temporal lobes. If he hadn’t had the accident, he would almost certainly have ended up in a dementia ward.
Nowinski found her another ex-football player. McKee saw the same thing. She has now examined the brains of sixteen ex-athletes, most of them ex-football players. Some had long careers and some played only in college. Some died of dementia. Some died of unrelated causes. Some were old. Some were young. Most were linemen or linebackers, although there was one wide receiver. In one case, a man who had been a linebacker for sixteen years, you could see, without the aid of magnification, that there was trouble: there was a shiny tan layer of scar tissue, right on the surface of the frontal lobe, where the brain had repeatedly slammed into the skull. It was the kind of scar you’d get only if you used your head as a battering ram. You could also see that some of the openings in the brain were larger than you’d expect, as if the surrounding tissue had died and shrunk away. In other cases, everything seemed entirely normal until you looked under the microscope and saw the brown ribbons of tau. But all sixteen of the ex-athlete brains that McKee had examined—those of the two boxers, plus the ones that Nowinski had found for her—had something in common: every one had abnormal tau.
The other major researcher looking at athletes and C.T.E. is the neuropathologist Bennet Omalu. He diagnosed the first known case of C.T.E. in an ex-N.F.L. player back in September of 2002, when he autopsied the former Pittsburgh Steelers center Mike Webster. He also found C.T.E. in the former Philadelphia Eagles defensive back Andre Waters, and in the former Steelers linemen Terry Long and Justin Strzelczyk, the latter of whom was killed when he drove the wrong way down a freeway and crashed his car, at ninety miles per hour, into a tank truck. Omalu has only once failed to find C.T.E. in a professional football player, and that was a twenty-four-year-old running back who had played in the N.F.L. for only two years.
“There is something wrong with this group as a cohort,” Omalu says. “They forget things. They have slurred speech. I have had an N.F.L. player come up to me at a funeral and tell me he can’t find his way home. I have wives who call me and say, ‘My husband was a very good man. Now he drinks all the time. I don’t know why his behavior changed.’ I have wives call me and say, ‘My husband was a nice guy. Now he’s getting abusive.’ I had someone call me and say, ‘My husband went back to law school after football and became a lawyer. Now he can’t do his job. People are suing him.’ ”
McKee and Omalu are trying to make sense of the cases they’ve seen so far. At least some of the players are thought to have used steroids, which has led to the suggestion that brain injury might in some way be enhanced by drug use. Many of the players also share a genetic risk factor for neurodegenerative diseases, so perhaps deposits of tau are the result of brain trauma coupled with the weakened ability of the brain to repair itself. McKee says that she will need to see at least fifty cases before she can draw any firm conclusions. In the meantime, late last month the University of Michigan’s Institute for Social Research released the findings of an N.F.L.-funded phone survey of just over a thousand randomly selected retired N.F.L. players—all of whom had played in the league for at least three seasons. Self-reported studies are notoriously unreliable instruments, but, even so, the results were alarming. Of those players who were older than fifty, 6.1 per cent reported that they had received a diagnosis of “dementia, Alzheimer’s disease, or other memory-related disease.” That’s five times higher than the national average for that age group. For players between the ages of thirty and forty-nine, the reported rate was nineteen times the national average. (The N.F.L. has distributed five million dollars to former players with dementia.)
“A long time ago, someone suggested that the [C.T.E. rate] in boxers was twenty per cent,” McKee told me. “I think it’s probably higher than that among boxers, and I also suspect that it’s going to end up being higher than that among football players as well. Why? Because every brain I’ve seen has this. To get this number in a sample this small is really unusual, and the findings are so far out of the norm. I only can say that because I have looked at thousands of brains for a long time. This isn’t something that you just see. I did the same exact thing for all the individuals from the Framingham heart study. We study them until they die. I run these exact same proteins, make these same slides—and we never see this.”
McKee’s laboratory occupies a warren of rooms, in what looks like an old officers’ quarters on the V.A. campus. In one of the rooms, there is an enormous refrigerator, filled with brains packed away in hundreds of plastic containers. Nearby is a tray with small piles of brain slices. They look just like the ginger shavings that come with an order of sushi. Now McKee went to the room next to her office, sat down behind a microscope, and inserted one of the immunostained slides under the lens.
“This is Tom McHale,” she said. “He started out playing for Cornell. Then he went to Tampa Bay. He was the man who died of substance abuse at the age of forty-five. I only got fragments of the brain. But it’s just showing huge accumulations of tau for a forty-five-year-old—ridiculously abnormal.”
She placed another slide under the microscope. “This individual was forty-nine years old. A football player. Cognitively intact. He never had any rage behavior. He had the distinctive abnormalities. Look at the hypothalamus.” It was dark with tau. She put another slide in. “This guy was in his mid-sixties,” she said. “He died of an unrelated medical condition. His name is Walter Hilgenberg. Look at the hippocampus. It’s wall-to-wall tangles. Even in a bad case of Alzheimer’s, you don’t see that.” The brown pigment of the tau stain ran around the edge of the tissue sample in a thick, dark band. “It’s like a big river.”
McKee got up and walked across the corridor, back to her office. “There’s one last thing,” she said. She pulled out a large photographic blowup of a brain-tissue sample. “This is a kid. I’m not allowed to talk about how he died. He was a good student. This is his brain. He’s eighteen years old. He played football. He’d been playing football for a couple of years.” She pointed to a series of dark spots on the image, where the stain had marked the presence of something abnormal. “He’s got all this tau. This is frontal and this is insular. Very close to insular. Those same vulnerable regions.” This was a teen-ager, and already his brain showed the kind of decay that is usually associated with old age. “This is completely inappropriate,” she said. “You don’t see tau like this in an eighteen-year-old. You don’t see tau like this in a fifty-year-old.”
McKee is a longtime football fan. She is from Wisconsin. She had two statuettes of Brett Favre, the former Green Bay Packers quarterback, on her bookshelf. On the wall was a picture of a robust young man. It was McKee’s son—nineteen years old, six feet three. If he had a chance to join the N.F.L., I asked her, what would she advise him? “I’d say, ‘Don’t. Not if you want to have a life after football.’ ”
t the core of the C.T.E. research is a critical question: is the kind of injury being uncovered by McKee and Omalu incidental to the game of football or inherent in it? Part of what makes dogfighting so repulsive is the understanding that violence and injury cannot be removed from the sport. It’s a feature of the sport that dogs almost always get hurt. Something like stock-car racing, by contrast, is dangerous, but not unavoidably so.
In 2000 and 2001, four drivers in Nascar’s élite Sprint Cup Series were killed in crashes, including the legendary Dale Earnhardt. In response, Nascar mandated stronger seats, better seat belts and harnesses, and ignition kill switches, and completed the installation of expensive new barriers on the walls of its racetracks, which can absorb the force of a crash much better than concrete. The result is that, in the past eight years, no one has died in Nascar’s three national racing series. Stock-car fans are sometimes caricatured as bloodthirsty, eagerly awaiting the next spectacular crash. But there is little blood these days in Nascar crashes. Last year, at Texas Motor Speedway, Michael McDowell hit an oil slick, slammed head first into the wall at a hundred and eighty miles per hour, flipped over and over, leaving much of his car in pieces on the track, and, when the vehicle finally came to a stop, crawled out of the wreckage and walked away. He raced again the next day. So what is football? Is it dogfighting or is it stock-car racing?
Football faced a version of this question a hundred years ago, after a series of ugly incidents. In 1905, President Theodore Roosevelt called an emergency summit at the White House, alarmed, as the historian John Sayle Watterson writes, “that the brutality of the prize ring had invaded college football and might end up destroying it.” Columbia University dropped the sport entirely. A professor at the University of Chicago called it a “boy-killing, man-mutilating, money-making, education-prostituting, gladiatorial sport.” In December of 1905, the presidents of twelve prominent colleges met in New York and came within one vote of abolishing the game. But the main objection at the time was to a style of play—densely and dangerously packed offensive strategies—that, it turns out, could be largely corrected with rule changes, like the legalization of the forward pass and the doubling of the first-down distance from five yards to ten. Today, when we consider subtler and more insidious forms of injury, it’s far from clear whether the problem is the style of play or the play itself.
Take the experience of a young defensive lineman for the University of North Carolina football team, who suffered two concussions during the 2004 season. His case is one of a number studied by Kevin Guskiewicz, who runs the university’s Sports Concussion Research Program. For the past five seasons, Guskiewicz and his team have tracked every one of the football team’s practices and games using a system called HITS, in which six sensors are placed inside the helmet of every player on the field, measuring the force and location of every blow he receives to the head. Using the HITS data, Guskiewicz was able to reconstruct precisely what happened each time the player was injured.
“The first concussion was during preseason. The team was doing two-a-days,” he said, referring to the habit of practicing in both the morning and the evening in the preseason. “It was August 9th, 9:55 A.M. He has an 80-g hit to the front of his head. About ten minutes later, he has a 98-g acceleration to the front of his head.” To put those numbers in perspective, Guskiewicz explained, if you drove your car into a wall at twenty-five miles per hour and you weren’t wearing your seat belt, the force of your head hitting the windshield would be around 100 gs: in effect, the player had two car accidents that morning. He survived both without incident. “In the evening session, he experiences this 64-g hit to the same spot, the front of the head. Still not reporting anything. And then this happens.” On his laptop, Guskiewicz ran the video from the practice session. It was a simple drill: the lineman squaring off against an offensive player who wore the number 76. The other player ran toward the lineman and brushed past him, while delivering a glancing blow to the defender’s helmet. “Seventy-six does a little quick elbow. It’s 63 gs, the lowest of the four, but he sustains a concussion.”
“The second injury was nine weeks later,” Guskiewicz continued. “He’s now recovered from the initial injury. It’s a game out in Utah. In warmups, he takes a 76-g blow to the front of his head. Then, on the very first play of the game, on kickoff, he gets popped in the earhole. It’s a 102-g impact. He’s part of the wedge.” He pointed to the screen, where the player was blocking on a kickoff: “Right here.” The player stumbled toward the sideline. “His symptoms were significantly worse than the first injury.” Two days later, during an evaluation in Guskiewicz’s clinic, he had to have a towel put over his head because he couldn’t stand the light. He also had difficulty staying awake. He was sidelined for sixteen days.
When we think about football, we worry about the dangers posed by the heat and the fury of competition. Yet the HITS data suggest that practice—the routine part of the sport—can be as dangerous as the games themselves. We also tend to focus on the dramatic helmet-to-helmet hits that signal an aggressive and reckless style of play. Those kinds of hits can be policed. But what sidelined the U.N.C. player, the first time around, was an accidental and seemingly innocuous elbow, and none of the blows he suffered that day would have been flagged by a referee as illegal. Most important, though, is what Guskiewicz found when he reviewed all the data for the lineman on that first day in training camp. He didn’t just suffer those four big blows. He was hit in the head thirty-one times that day. What seems to have caused his concussion, in other words, was his cumulative exposure. And why was the second concussion—in the game at Utah—so much more serious than the first? It’s not because that hit to the side of the head was especially dramatic; it was that it came after the 76-g blow in warmup, which, in turn, followed the concussion in August, which was itself the consequence of the thirty prior hits that day, and the hits the day before that, and the day before that, and on and on, perhaps back to his high-school playing days.
This is a crucial point. Much of the attention in the football world, in the past few years, has been on concussions—on diagnosing, managing, and preventing them—and on figuring out how many concussions a player can have before he should call it quits. But a football player’s real issue isn’t simply with repetitive concussive trauma. It is, as the concussion specialist Robert Cantu argues, with repetitive subconcussive trauma. It’s not just the handful of big hits that matter. It’s lots of little hits, too.
That’s why, Cantu says, so many of the ex-players who have been given a diagnosis of C.T.E. were linemen: line play lends itself to lots of little hits. The HITS data suggest that, in an average football season, a lineman could get struck in the head a thousand times, which means that a ten-year N.F.L. veteran, when you bring in his college and high-school playing days, could well have been hit in the head eighteen thousand times: that’s thousands of jarring blows that shake the brain from front to back and side to side, stretching and weakening and tearing the connections among nerve cells, and making the brain increasingly vulnerable to long-term damage. People with C.T.E., Cantu says, “aren’t necessarily people with a high, recognized concussion history. But they are individuals who collided heads on every play—repetitively doing this, year after year, under levels that were tolerable for them to continue to play.”
But if C.T.E. is really about lots of little hits, what can be done about it? Turley says that it’s impossible for an offensive lineman to do his job without “using his head.” The position calls for the player to begin in a crouch and then collide with the opposing lineman when the ball is snapped. Helmet-to-helmet contact is inevitable. Nowinski, who played football for Harvard, says that “proper” tackling technique is supposed to involve a player driving into his opponent with his shoulder. “The problem,” he says, “is that, if you’re a defender and you’re trying to tackle someone and you decide to pick a side, you’re giving the other guy a way to go—and people will start running around you.” Would better helmets help? Perhaps. And there have been better models introduced that absorb more of the shock from a hit. But, Nowinski says, the better helmets have become—and the more invulnerable they have made the player seem—the more athletes have been inclined to play recklessly.
“People love technological solutions,” Nowinski went on. “When I give speeches, the first question is always: ‘What about these new helmets I hear about?’ What most people don’t realize is that we are decades, if not forever, from having a helmet that would fix the problem. I mean, you have two men running into each other at full speed and you think a little bit of plastic and padding could absorb that 150 gs of force?”
At one point, while he was discussing his research, Guskiewicz showed a videotape from a 1997 college football game between Arizona and Oregon. In one sequence, a player from Oregon viciously tackles an Arizona player, bringing his head up onto the opposing player’s chin and sending his helmet flying with the force of the blow. To look at it, you’d think that the Arizona player would be knocked unconscious. Instead, he bounces back up. “This guy does not sustain a concussion,” Guskiewicz said. “He has a lip laceration. Lower lip, that’s it. Now, same game, twenty minutes later.” He showed a clip of an Arizona defensive back making a dramatic tackle. He jumps up, and, as he does so, a teammate of his chest-bumps him in celebration. The defensive back falls and hits his head on the ground. “That’s a Grade 2 concussion,” Guskiewicz said. “It’s the fall to the ground, combined with the bounce off the turf.”
The force of the first hit was infinitely greater than the second. But the difference is that the first player saw that he was about to be hit and tensed his neck, which limited the sharp back-and-forth jolt of the head that sends the brain crashing against the sides of the skull. In essence, he was being hit not in the head but in the head, neck, and torso—an area with an effective mass three times greater. In the second case, the player didn’t see the hit coming. His head took the full force of the blow all by itself. That’s why he suffered a concussion. But how do you insure, in a game like football, that a player is never taken by surprise?
Guskiewicz and his colleagues have come up with what they believe is a much better method of understanding concussion. They have done a full cognitive workup of the players on the U.N.C. team, so that they can track whatever effect might arise from the hits each player accumulates during his four years. U.N.C.’s new coach, Butch Davis, has sharply cut back on full-contact practices, reducing the toll on the players’ heads. Guskiewicz says his data show that a disproportionate number of serious head impacts happen on kickoffs, so he wonders whether it might make sense, in theory, anyway, to dispense with them altogether. But, like everyone else who’s worried about football, he still has no idea what the inherent risks of the game are. What if you did everything you could, and banned kickoffs and full-contact practices and used the most state-of-the-art techniques for diagnosing and treating concussion, and behaved as responsibly as Nascar has in the past several years—and players were still getting too many dangerous little hits to the head?
After the tape session, Guskiewicz and one of his colleagues, Jason Mihalik, went outside to watch the U.N.C. football team practice, a short walk down the hill from their office. Only when you see football at close range is it possible to understand the dimensions of the brain-injury problem. The players were huge—much larger than you imagine them being. They moved at astonishing speeds for people of that size, and, long before you saw them, you heard them: the sound of one two-hundred-and-fifty-pound man colliding with another echoed around the practice facility. Mihalik and Guskiewicz walked over to a small building, just off to the side of the field. On the floor was a laptop inside a black storage crate. Next to the computer was an antenna that received the signals from the sensors inside the players’ helmets. Mihalik crouched down and began paging through the data. In one column, the HITS software listed the top hits of the practice up to that point, and every few moments the screen would refresh, reflecting the plays that had just been run on the field. Forty-five minutes into practice, the top eight head blows on the field measured 82 gs, 79 gs, 75 gs, 79 gs, 67 gs, 60 gs, 57 gs, and 53 gs. One player, a running back, had received both the 79 gs and the 60 gs, as well as another hit, measuring 27.9 gs. This wasn’t a full-contact practice. It was “shells.” The players wore only helmets and shoulder pads, and still there were mini car crashes happening all over the field.
he most damaged, scarred, and belligerent of Michael Vick’s dogs—the hardest cases—were sent to the Best Friends Animal Sanctuary, on a thirty-seven-hundred-acre spread in the canyons of southern Utah. They were housed in a specially modified octagon, a one-story, climate-controlled cottage, ringed by individual dog runs. The dogs were given a final walk at 11 P.M. and woken up at 7 A.M., to introduce them to a routine. They were hand-fed. In the early months, the staff took turns sleeping in the octagon—sometimes in the middle, sometimes in a cot in one of the runs—so that someone would be with the dogs twenty-four hours a day. Twenty-two of Vick’s pit bulls came to Best Friends in January of 2008, and all but five of them are still there.
Ray lunged at his handlers when he first came to Best Friends. He can’t be with other dogs. Ellen lies on the ground and wants her stomach scratched, and when the caregivers slept in the octagon she licked them all night long. Her face is lopsided, as if it had been damaged from fighting. She can’t be with other dogs, either. Georgia has a broken tail, and her legs and snout are covered with scars. She has no teeth. At some point, in her early life, they had been surgically removed. The court-ordered evaluation of the Vick dogs labelled Meryl, a medium-sized brown-and-white pit-bull mix, “human aggressive,” meaning that she is never allowed to be taken out of the Best Friends facility. “She had a hard time meeting people—she would preëmpt anyone coming by charging and snapping at them,” Ann Allums, one of the Best Friends dog trainers, said, as she walked around Meryl’s octagon, on a recent fall day.
She opened the gate to Meryl’s dog run and crouched down on the ground next to her. She hugged the dog, and began playfully wrestling with her, as Meryl’s tail thumped happily. “She really doesn’t mind new people,” Allums said. “She’s very happy and loving. I feel totally comfortable with her. I can grab and kiss her.” She gave Meryl another hug. “I am building a relationship,” she said. “She needed to see that when people were around bad things would not happen.”
What happens at Best Friends represents, by any measure, an extravagant gesture. These are dogs that will never live a normal life. But the kind of crime embodied by dogfighting is so morally repellent that it demands an extravagant gesture in response. In a fighting dog, the quality that is prized above all others is the willingness to persevere, even in the face of injury and pain. A dog that will not do that is labelled a “cur,” and abandoned. A dog that keeps charging at its opponent is said to possess “gameness,” and game dogs are revered.
In one way or another, plenty of organizations select for gameness. The Marine Corps does so, and so does medicine, when it puts young doctors through the exhausting rigors of residency. But those who select for gameness have a responsibility not to abuse that trust: if you have men in your charge who would jump off a cliff for you, you cannot march them to the edge of the cliff—and dogfighting fails this test. Gameness, Carl Semencic argues, in “The World of Fighting Dogs” (1984), is no more than a dog’s “desire to please an owner at any expense to itself.” The owners, Semencic goes on,
understand this desire to please on the part of the dog and capitalize on it. At any organized pit fight in which two dogs are really going at each other wholeheartedly, one can observe the owner of each dog changing his position at pit-side in order to be in sight of his dog at all times. The owner knows that seeing his master rooting him on will make a dog work all the harder to please its master.
This is why Michael Vick’s dogs weren’t euthanized. The betrayal of loyalty requires an act of social reparation.
Professional football players, too, are selected for gameness. When Kyle Turley was knocked unconscious, in that game against the Packers, he returned to practice four days later because, he said, “I didn’t want to miss a game.” Once, in the years when he was still playing, he woke up and fell into a wall as he got out of bed. “I start puking all over,” he recalled. “So I said to my wife, ‘Take me to practice.’ I didn’t want to miss practice.” The same season that he was knocked unconscious, he began to have pain in his hips. He received three cortisone shots, and kept playing. At the end of the season, he discovered that he had a herniated disk. He underwent surgery, and four months later was back at training camp. “They put me in full-contact practice from day one,” he said. “After the first day, I knew I wasn’t right. They told me, ‘You’ve had the surgery. You’re fine. You should just fight through it.’ It’s like you’re programmed. You’ve got to go without question—I’m a warrior. I can block that out of my mind. I go out, two days later. Full contact. Two-a-days. My back locks up again. I had re-herniated the same disk that got operated on four months ago, and bulged the disk above it.” As one of Turley’s old coaches once said, “He plays the game as it should be played, all out,” which is to say that he put the game above his own well-being.
Turley says he was once in the training room after a game with a young linebacker who had suffered a vicious hit on a kickoff return. “We were in the cold tub, which is, like, forty-five degrees, and he starts passing out. In the cold tub. I don’t know anyone who has ever passed out in the cold tub. That’s supposed to wake you up. And I’m, like, slapping his face. ‘Richie! Wake up!’ He said, ‘What, what? I’m cool.’ I said, ‘You’ve got a concussion. You have to go to the hospital.’ He said, ‘You know, man, I’m fine.’ ” He wasn’t fine, though. That moment in the cold tub represented a betrayal of trust. He had taken the hit on behalf of his team. He was then left to pass out in the cold tub, and to deal—ten and twenty years down the road—with the consequences. No amount of money or assurances about risk freely assumed can change the fact that, in this moment, an essential bond had been broken. What football must confront, in the end, is not just the problem of injuries or scientific findings. It is the fact that there is something profoundly awry in the relationship between the players and the game.
“Let’s assume that Dr. Omalu and the others are right,” Ira Casson, who co-chairs an N.F.L. committee on brain injury, said. “What should we be doing differently? We asked Dr. McKee this when she came down. And she was honest, and said, ‘I don’t know how to answer that.’ No one has any suggestions—assuming that you aren’t saying no more football, because, let’s be honest, that’s not going to happen.” Casson began to talk about the research on the connection between C.T.E. and boxing. It had been known for eighty years. Boxers ran a twenty-per-cent risk of dementia. Yet boxers continue to box. Why? Because people still go to boxing matches.
“We certainly know from boxers that the incidence of C.T.E. is related to the length of your career,” he went on. “So if you want to apply that to football—and I’m not saying it does apply—then you’d have to let people play six years and then stop. If it comes to that, maybe we’ll have to think about that. On the other hand, nobody’s willing to do this in boxing. Why would a boxer at the height of his career, six or seven years in, stop fighting, just when he’s making million-dollar paydays?” He shrugged. “It’s a violent game. I suppose if you want to you could play touch football or flag football. For me, as a Jewish kid from Long Island, I’d be just as happy if we did that. But I don’t know if the fans would be happy with that. So what else do you do?”
Casson is right. There is nothing else to be done, not so long as fans stand and cheer. We are in love with football players, with their courage and grit, and nothing else—neither considerations of science nor those of morality—can compete with the destructive power of that love.
In “Dogmen and Dogfights,” Evans and Forsyth write:
When one views a staged dog fight between pit bulls for the first time, the most macabre aspect of the event is that the only sounds you hear from these dogs are those of crunching bones and cartilage. The dogs rip and tear at each other; their blood, urine and saliva splatter the sides of the pit and clothes of the handlers. . . . The emotions of the dogs are conspicuous, but not so striking, even to themselves, are the passions of the owners of the dogs. Whether they hug a winner or in the rare case, destroy a dying loser, whether they walk away from the carcass or lay crying over it, their fondness for these fighters is manifest. ♦
PHOTOGRAPH: BILL FRAKES/SPORTS ILLUSTRATED/GETTY
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Tuesday, September 01, 2009
The Decline of the English Department Posted By William M. Chace
The Decline of the English Department Posted By William M. Chace On September 1, 2009 @ 1:04 pm In Article, Autumn 2009, Cover Story | Comments Disabled
During the last four decades, a well-publicized shift in what undergraduate students prefer to study has taken place in American higher education. The number of young men and women majoring in English has dropped dramatically; the same is true of philosophy, foreign languages, art history, and kindred fields, including history. As someone who has taught in four university English departments over the last 40 years, I am dismayed by this shift, as are my colleagues here and there across the land. And because it is probably irreversible, it is important to attempt to sort out the reasons—the many reasons—for what has happened.
First the facts: while the study of English has become less popular among undergraduates, the study of business has risen to become the most popular major in the nation’s colleges and universities. With more than twice the majors of any other course of study, business has become the concentration of more than one in five American undergraduates. Here is how the numbers have changed from 1970/71 to 2003/04 (the last academic year with available figures):
English: from 7.6 percent of the majors to 3.9 percent
Foreign languages and literatures: from 2.5 percent to 1.3 percent
Philosophy and religious studies: from 0.9 percent to 0.7 percent
History: from 18.5 percent to 10.7 percent
Business: from 13.7 percent to 21.9 percent
In one generation, then, the numbers of those majoring in the humanities dropped from a total of 30 percent to a total of less than 16 percent; during that same generation, business majors climbed from 14 percent to 22 percent. Despite last year’s debacle on Wall Street, the humanities have not benefited; students are still wagering that business jobs will be there when the economy recovers.
What are the causes for this decline? There are several, but at the root is the failure of departments of English across the country to champion, with passion, the books they teach and to make a strong case to undergraduates that the knowledge of those books and the tradition in which they exist is a human good in and of itself. What departments have done instead is dismember the curriculum, drift away from the notion that historical chronology is important, and substitute for the books themselves a scattered array of secondary considerations (identity studies, abstruse theory, sexuality, film and popular culture). In so doing, they have distanced themselves from the young people interested in good books.
That, as I say, is the most serious cause of the decline in the number of humanities students. But it is not alone. In an educational collapse of this magnitude, other forces must also be at play. The first of these is the surging growth of public higher education and the relatively slower growth of private colleges and universities.
During the most recent period for which good figures are available (from 1972 to 2005), more young people entered the world of higher education than at any time in American history. Where did they go? Increasingly into public, not private, schools. In the space of that one generation, public colleges and universities wound up with more than 13 million students in their classrooms while private institutions enrolled about 4.5 million. Students in public schools tended toward majors in managerial, technical, and pre-professional fields while students in private schools pursued more traditional and less practical academic subjects.
Although many public institutions have had an interest in teaching the humanities, their prime role has always rested elsewhere: in engineering, research science, and the applied disciplines (agriculture, mining, viniculture, veterinary medicine, oceanography). By contrast, private schools have until now been the most secure home of the humanities. But today even some liberal arts colleges are offering fewer courses in the liberal arts and more courses that are “practical.” With their ascendancy, the presiding ethos of public institutions—fortified by the numbers of majors and faculty, and by the amounts of money involved—has come to exert a more and more powerful thrust in American higher education. The result? The humanities, losing the national numbers game, find themselves moving to the periphery of American higher education.
But were they ever at the center? The notion that the literary humanities in particular have been at the heart of American higher education is, I think, a mirage. I once thought so because of the great popularity of the study of literature during my undergraduate and graduate years. Yet the “glory years” of English and American literature turn out to have been brief. Before we regret the decline of the literary humanities, then, we must acknowledge how fleeting their place in the sun was.
In this country and in England, the study of English literature began in the latter part of the 19th century as an exercise in the scientific pursuit of philological research, and those who taught it subscribed to the notion that literature was best understood as a product of language. The discipline treated the poems and narratives of a particular place, the British Isles, as evidence of how the linguistic roots of that place—Germanic, Romance, and other—conditioned what had been set before us as “masterpieces.” The twin focus, then, was on the philological nature of the enterprise and the canon of great works to be studied in their historical evolution.
Professing Literature: An Institutional History, Gerald Graff’s impressive study of what happened next, shows that even criticism of that canon is not yet a century old: “Scholar and critic emerge as antithetical terms,” he writes, and “the gulf further widens between fact and value, investigation and appreciation, scientific specialization and general culture.” Yet neither side denied the existence of a canon or that its historical development could be studied.
The stability of these ideas in the postwar years, from the late 1940s until the early 1970s, permitted the spectacular growth in English departments. The number of English majors spurted up from 17,000 to 64,000 and the number of graduate students from 230 to 1,591. (As part of that spurt, I entered graduate school in 1961 and got my Ph.D. seven years later.) But by 1985/86, the number of undergraduate English majors had fallen back to 34,000, despite a hefty increase in total nationwide undergraduate enrollment. In the foreign languages, philosophy, and history, the story was the same: impressive growth followed by swift decline. The history of enrollments reveals, then, that the study of English and American literature enjoyed only a momentary glamour.
What was the appeal of English during those now long-ago days? For me, English as a way of understanding the world began at Haverford College, where I was an undergraduate in the late 1950s. The place was small, the classrooms plain, the students all intimidated boys, and the curriculum both straightforward and challenging. What we read forced us to think about the words on the page, their meaning, their ethical and psychological implications, and what we could contrive (in 500-word essays each week) to write about them. With the books in front of us, we were taught the skills of interpretation. Our tasks were difficult, the books (Emerson’s essays, David Copperfield, Shaw’s Major Barbara, the poetry of Emily Dickinson, and a dozen other works) were masterly, and our teacher possessed an authority it would have been “bootless” (his word) to question.
Studying English taught us how to write and think better, and to make articulate many of the inchoate impulses and confusions of our post-adolescent minds. We began to see, as we had not before, how such books could shape and refine our thinking. We began to understand why generations of people coming before us had kept them in libraries and bookstores and in classes such as ours. There was, we got to know, a tradition, a historical culture, that had been assembled around these books. Shakespeare had indeed made a difference—to people before us, now to us, and forever to the language of English-speaking people.
Finding pleasure in such reading, and indeed in majoring in English, was a declaration at the time that education was not at all about getting a job or securing one’s future. In comparison with the pre-professional ambitions that dominate the lives of American undergraduates today, the psychological condition of students of the time was defined by self-reflection, innocence, and a casual irresponsibility about what was coming next.
Also visible in the late 1940s and early 1950s were thousands of GIs returning from World War II with a desire to establish for themselves lives as similar as possible to those they imagined had been led by the college generation before their own. For these veterans, college implied security and tradition, a world unlike the one they had left behind in Europe and the Pacific. So they did what they thought one always did in college: study, reflect, and learn. They would reconnect, they thought, with the cultural traditions the war had been fought to defend. Thus a curriculum complete with “great books” and a pantheon of established authors went without question for those students, and it was reinforced for everybody else.
For those like me who immediately followed them in the 1950s and early 1960s, the centrality of the humanities to a liberal education was a settled matter. But by the end of the 1960s, everything was up for grabs and nothing was safe from negative and reductive analysis. Every form of anti-authoritarian energy—concerning sexual mores, race relations, the war in Vietnam, mind-altering drugs—was felt across the nation (I was at Berkeley, the epicenter of all such energies). Against such ferocious intensities, few elements of the cultural patterns of the preceding decades could stand. The long-term consequences of such a spilling-out of the old contents of what college meant reverberate today.
In addition to the long-term consequences, today there are stunning changes in the student population: there are more and more gifted and enterprising students coming from immigrant backgrounds, students with only slender connections to Western culture and to the assumption that the “great books” of England and the United States should enjoy a fixed centrality in the world. What was once the heart of the matter now seems provincial. Why throw yourself into a study of something not emblematic of the world but representative of a special national interest? As the campus reflects the cultural, racial, and religious complexities of the world around it, reading British and American literature looks more and more marginal. From a global perspective, the books look smaller.
But there are additional reasons for the drop in numbers of students concentrating in English and other subjects in the literary humanities. History, geography, and demography do not explain it all. Other forces, both external and internal, have been at work. The literary humanities and, in particular, English are in trouble for reasons beyond their control and for reasons of their own making. First, an obvious external cause: money. With the cost of a college degree surging upward during the last quarter century—tuition itself increasing far beyond any measure of inflation—and with consequent growth in loan debt after graduation, parents have become anxious about the relative earning power of a humanities degree. Their college-age children doubtless share such anxiety. When college costs were lower, anxiety could be kept at bay. (Berkeley in the early ’60s cost me about $100 a year, about $700 in today’s dollars.) Alexander W. Astin’s research tells us that in the mid-1960s, more than 80 percent of entering college freshmen reported that nothing was more important than “developing a meaningful philosophy of life.” Astin, director of the Higher Education Research Institute at UCLA, reports that “being very well off financially” was only an afterthought, one that fewer than 45 percent of those freshmen thought to be an essential goal. As the years went on, however, and as tuition shot up, the two traded places; by 1977, financial goals had surged past philosophical ones, and by the year 2001 more than 70 percent of undergraduate students had their eyes trained on financial realities, while only 40 percent were still wrestling with meaningful philosophies.
Off-campus, the consumer’s point of view about future earnings and economic security was a mirror image of on-campus thinking in the offices of deans, provosts, and presidents. I was in those offices, day in and day out, for 20 years, and can report that such officials are forever considering how to exploit available resources against ever-growing operating costs. As those costs grow, they create a paradox: the only way to bring in more money, over and above tuition income, is to employ more and more people to attract philanthropic donors and to assure the continuing flow of research dollars from governmental and other sources. Every administrator is complicit in the expanding number of necessary non-faculty employees—development officers, technical support staff, research assistants, lawyers attuned to federal regulations—and human resource personnel to handle the ever-growing numbers of just such new employees. I agree with historian Lynn Hunt’s description of the situation: “The university staff as a whole is getting bigger, but the relative presence of faculty, secretaries, and janitors is actually declining.” The faculty decline is, in particular, in the humanities, which bring in almost no outside income. Economists, chemists, biologists, psychologists, computer scientists, and almost everyone in the medical sciences win sponsored research, grants, and federal dollars. By and large, humanists don’t, and so they find themselves as direct employees of the institution, consuming money in salaries, pensions, and operating needs—not external money but institutional money.
The English department has one sturdy lifeline, however: it is responsible for teaching composition. While this duty is always advertised as an activity central to higher education, it is one devoid of dignity. Its instructors are among the lowest paid of any who hold forth in a classroom; most, though possessing doctoral degrees, are ineligible for tenure or promotion; their offices are often small and crowded; their scholarship is rarely considered worthy of comparison with “literary” scholarship. Their work, while crucial, is demeaned.
Despite sheltering this central educational service, English departments are regarded by those who manage the university treasury as more liability than asset. The presence of endowed “centers for the humanities,” the availability of grants from the Guggenheim Foundation, the American Council of Learned Societies (ACLS), the MacArthur Foundation or the National Endowment for the Humanities, and others, ease in only small ways the financial crunch universities now endure. As John H. D’Arms, formerly the head of the ACLS, reported more than a decade ago, even the meager outside support conveyed to humanists is slowly drying up and the responsibility for their well-being is “being increasingly shifted to the colleges and universities and . . . they cannot, or will not, make up the losses from other sources.”
These, then, are some of the external causes of the decline of English: the rise of public education; the relative youth and instability (despite its apparent mature solidity) of English as a discipline; the impact of money; and the pressures upon departments within the modern university to attract financial resources rather than simply use them up. On all these scores, English has suffered. But the deeper explanation resides not in something that has happened to it, but in what it has done to itself.
English has become less and less coherent as a discipline and, worse, has come near exhaustion as a scholarly pursuit. English departments have not responded energetically and resourcefully to the situation surrounding them. While aware of their increasing marginality, English professors do not, on the whole, accept it. Reluctant to take a clear view of their circumstances—some of which are not under their control—they react by asserting grandiose claims while pursuing self-centered ends. Amid a chaos of curricular change, requirements dropped and added, new areas of study in competition with older ones, and a variety of critical approaches jostling against each other, many faculty members, instead of reconciling their differences and finding solid ground on which to stand together, have gone their separate ways. As they have departed, they have left behind disorder in their academic discipline. Unable to change history or rewrite economic reality, they might at least have kept their own house in order. But this they have not done.
The result—myriad pursuits, each heading away from any notion of a center—has prompted many thoughtful people to question what, indeed, the profession of literature amounts to. As long ago as 1982, the iconoclastic literary critic Frederick Crews, keenly attracted to exposing the moribund in intellectual life, announced that the study of English literature couldn’t decide if it was “a legitimate discipline or only a pastime.” He concluded that it was not so much a profession as a “comatose field.” Two decades later, in 2004, looking back over his shoulder, the intellectual historian and literary journalist Louis Menand told his fellow professors at the annual meeting of the Modern Language Association something they already knew: while student enrollment in the humanities peaked around 1970, “it has been downhill” ever since. His verdict: “It may be that what has happened to the profession is not the consequence of social or philosophical changes, but simply the consequence of a tank now empty.” His homely metaphor pointed to the absence of genuinely new frontiers of knowledge and understanding for English professors to explore. This is exactly the opposite, he implied, of the prospects that natural scientists face: many frontiers to cross, much knowledge to be gained, real work to do.
Indeed, inquests abound. The annual meetings of the Modern Language Association have become somber opportunities for scholars to engage in painful rituals of self-diagnosis and confessions of despair. In 2006, Marjorie Perloff, then president of the organization and herself a productive and learned critic, admonished her colleagues that, unlike other members of the university community, they might well have been plying their trade without proper credentials: “Whereas economists or physicists, geologists or climatologists, physicians or lawyers must master a body of knowledge before they can even think of being licensed to practice,” she said, “we literary scholars, it is tacitly assumed, have no definable expertise.”
Perhaps the most telling sign of the near bankruptcy of the discipline is the silence from within its ranks. In the face of one skeptical and disenchanted critique after another, no one has come forward in years to assert that the study of English (or comparative literature or similar undertakings in other languages) is coherent, does have self-limiting boundaries, and can be described as this but not that.
Such silence strongly suggests a complicity of understanding, with the practitioners in agreement that to teach English today is to do, intellectually, what one pleases. No sense of duty remains toward works of English or American literature; amateur sociology or anthropology or philosophy or comic books or studies of trauma among soldiers or survivors of the Holocaust will do. You need not even believe that works of literature have intelligible meaning; you can announce that they bear no relationship at all to the world beyond the text. Nor do you need to believe that literary history is helpful in understanding the books you teach; history itself can be shucked aside as misleading, irrelevant, or even unknowable. In short, there are few, if any, fixed rules or operating principles to which those teaching English and American literature are obliged to conform. With everything on the table, and with foundational principles abandoned, everyone is free, in the classroom or in prose, to exercise intellectual laissez-faire in the largest possible way—I won’t interfere with what you do and am happy to see that you will return the favor. Yet all around them a rich literature exists, extraordinary books to be taught to younger minds.
Consider the English department at Harvard University. It has now agreed to remove its survey of English literature for undergraduates, replacing it and much else with four new “affinity groups”—“Arrivals,” “Poets,” “Diffusions,” and “Shakespeares.” The first would examine outside influences on English literature; the second would look at whatever poets the given instructor would select; the third would study various writings (again, picked by the given instructor) resulting from the spread of English around the globe; and the final grouping would direct attention to Shakespeare and his contemporaries.
Daniel Donoghue, the department’s director of undergraduate studies, told The Harvard Crimson last December that “our approach was to start with a completely clean slate.” And Harvard’s well-known Shakespeare scholar Stephen Greenblatt also told the Crimson that the substance of the old survey will “trickle down to students through the professors themselves who, after all, specialize in each of these areas of English literature.” But under the proposal, there would be no one book, or family of books, that every English major at Harvard would have read by the time he or she graduates. The direction to which Harvard would lead its students in this “clean slate” or “trickle down” experiment is to suspend literary history, thrusting into the hands of undergraduates the job of cobbling together intellectual coherence for themselves. Greenblatt puts it this way: students should craft their own literary “journeys.” The professors might have little idea of where those journeys might lead, or how their paths might become errant. There will be no common destination.
As Harvard goes, so often go the nation’s other colleges and universities. Those who once strove to give order to the curriculum will have learned, from Harvard, that terms like core knowledge and foundational experience only trigger acrimony, turf protection, and faculty mutinies. No one has the stomach anymore to refight the Western culture wars. Let the students find their own way to knowledge.
For me, this turn of events has proven anything but happy or liberating. I have long wanted to believe that I am a member of a profession, a discipline to which I could, if fortunate, add my knowledge and skill. I have wanted to believe that this discipline had certain borders and limitations and that there were essential things to know, to preserve, and to pass on. But it turns out that everything now is porous, hazy, and open to never-ending improvisation, cancellation, and rupture; the “clean slates” are endlessly forthcoming. Fads come and go; theories appear with immense fanfare only soon to be jettisoned as bankrupt and déclassé. The caravan, always moving on, travels light because of what it leaves behind.
Meanwhile, undergraduates have become aware of this turmoil surrounding them in classrooms, hallways, and coffee lounges. They see what is happening to students only a few years older than themselves—the graduate students they encounter as teaching assistants, freshman instructors, or “acting assistant professors.” These older students reveal to them a desolate scene of high career hopes soon withered, much study, little money, and heavy indebtedness. In English, the average number of years spent earning a doctoral degree is almost 11. After passing that milestone, only half of new Ph.D.’s find teaching jobs, the number of new positions having declined over the last year by more than 20 percent; many of those jobs are part-time or come with no possibility of tenure. News like that, moving through student networks, can be matched against, at least until recently, the reputed earning power of recent graduates of business schools, law schools, and medical schools. The comparison is akin to what young people growing up in Rust Belt cities are forced to see: the work isn’t here anymore; our technology is obsolete.
I still teach, and do so with a veteran’s pride in what I know and what I hope I can give. My classrooms are, I hope, bright and sunny places where we can spend good time with Joyce’s Ulysses or Woolf’s To the Lighthouse. But I know what some of my students sense, that what we do now faces an array of problems, any one of which might prove surmountable, but which together amount to an enervating spectacle. Fewer and fewer undergraduates are showing up in classrooms, mine and everyone else’s; the pleasure of undergraduate reading is everywhere blighted by worries about money and career; university administrators are more likely to classify “literary types” as budgetary liabilities than as assets; the disciplines we teach are in a free fall, as ideology, ethnicity, theory, gender, sexuality, and old-fashioned “close reading” spin away from any center of professional consensus about joint purposes; and the youngest would-be professionals, shrinking in number, stare at diminished job prospects.
It would be a pleasure to map a way out of this academic dead end. First, several of my colleagues around the country have called for a return to the aesthetic wellsprings of literature, the rock-solid fact, often neglected, that it can indeed amuse, delight, and educate. They urge the teaching of English, or French, or Russian literature, and the like, in terms of the intrinsic value of the works themselves, in all their range and multiplicity, as well-crafted and appealing artifacts of human wisdom. Second, we should redefine our own standards for granting tenure, placing more emphasis on the classroom and less on published research, and we should prepare to contest our decisions with administrators whose science-based model is not an appropriate means of evaluation. Released from the obligation to deliver research results in the form of little-read monographs and articles, humanists could then resolve to spend their time teaching what they love to students glad to learn. If they wanted to publish, they could do so—at almost no cost—on the Internet, and like-minded colleagues could rapidly share the results of such research and speculation. Most important, the luxury of reading could be welcomed back. I want to believe in what they say.
I have also wanted to believe that English and American literature constitutes a subject of study that is historically coherent and shaped by the intrinsic design of its own making. The causes giving it that shape can be analyzed, as can the merit and integrity of each of the achievements within it. And students, without whose energetic presence the study will wither, can be attracted to an activity—partly aesthetic and partly detective-like—in which they can participate along with teachers who bring enthusiasm to the work at hand. Like young scientists teaming together with older scientists at the same workbench, they can be made to feel that what they are doing makes sense, is shared by others, and will result in knowledge worth having. Perhaps they, the youngest generation, can labor with their teachers in putting together the house that has forfeited its sense of order. If they do, they can graduate with the knowledge that they possess something: a fundamental awareness of how a certain powerful literature was created over time, how its parts fit together, and how the process of creation has been renewed and changed through the centuries.
Some of their detective work could involve topics of great current interest—the role of race or gender or sexuality in the making of a work. But the focus would or should be on the books, not on the theories they can be made to support. English departments need not refight the Western culture wars. But they need to fight their own book wars. They must agree on which texts to teach and argue out the choices and the principles of making them if they are to claim the respect due a department of study.
They can also convert what many of them now consider a liability and a second-rate activity into a sizable asset. They can teach their students to write well, to use rhetoric. They should place their courses in composition and rhetoric at the forefront of their activities. They should announce that the teaching of composition is a skill their instructors have mastered and that students majoring in English will be certified, upon graduation, as possessing rigorously tested competence in prose expression. Those students will thus carry with them, into employment interviews or into further educational training, a proficiency everywhere respected but too often lacking among college graduates.
If nothing is done to put an end to the process of disintegration, the numbers will continue in a steady downward spiral. More and more of the teaching jobs in the humanities will be occupied by untenured part-timers (in English, it is now one in six). But the good news is that certain forms of intellectual history will still be written and will still be accessible to ordinary readers. Shakespeare’s plays will still be performed, even if largely unsponsored by departments of English. Literary biography will still command an appreciative readership. The better private institutions, aware of noblesse oblige, will prove kinder than large public institutions to the literary humanities, but even this solicitude will have its limits.
The study of literature will then take on the profile now held, with moderate dignity, by the study of the classics, Greek and Latin. For those of us who care about literature and teaching, this is a depressing prospect, but not everyone will share the sense of loss. As the Auden poem about another failure has it, “the expensive delicate ship that must have seen / Something amazing, a boy falling out of the sky, / had somewhere to get to and sailed calmly on.”
But we can, we must, do better. At stake are the books themselves and what they can mean to the young. Yes, it is just a literary tradition. That’s all. But without such traditions, civil societies have no compass to guide them. That boy falling out of the sky is not to be neglected.
Article printed from The American Scholar: http://www.theamericanscholar.org
URL to article: http://www.theamericanscholar.org/the-decline-of-the-english-department/
During the last four decades, a well-publicized shift in what undergraduate students prefer to study has taken place in American higher education. The number of young men and women majoring in English has dropped dramatically; the same is true of philosophy, foreign languages, art history, and kindred fields, including history. As someone who has taught in four university English departments over the last 40 years, I am dismayed by this shift, as are my colleagues here and there across the land. And because it is probably irreversible, it is important to attempt to sort out the reasons—the many reasons—for what has happened.
First the facts: while the study of English has become less popular among undergraduates, the study of business has risen to become the most popular major in the nation’s colleges and universities. With more than twice the majors of any other course of study, business has become the concentration of more than one in five American undergraduates. Here is how the numbers have changed from 1970/71 to 2003/04 (the last academic year with available figures):
English: from 7.6 percent of the majors to 3.9 percent
Foreign languages and literatures: from 2.5 percent to 1.3 percent
Philosophy and religious studies: from 0.9 percent to 0.7 percent
History: from 18.5 percent to 10.7 percent
Business: from 13.7 percent to 21.9 percent
In one generation, then, the numbers of those majoring in the humanities dropped from a total of 30 percent to a total of less than 16 percent; during that same generation, business majors climbed from 14 percent to 22 percent. Despite last year’s debacle on Wall Street, the humanities have not benefited; students are still wagering that business jobs will be there when the economy recovers.
What are the causes for this decline? There are several, but at the root is the failure of departments of English across the country to champion, with passion, the books they teach and to make a strong case to undergraduates that the knowledge of those books and the tradition in which they exist is a human good in and of itself. What departments have done instead is dismember the curriculum, drift away from the notion that historical chronology is important, and substitute for the books themselves a scattered array of secondary considerations (identity studies, abstruse theory, sexuality, film and popular culture). In so doing, they have distanced themselves from the young people interested in good books.
That, as I say, is the most serious cause of the decline in the number of humanities students. But it is not alone. In an educational collapse of this magnitude, other forces must also be at play. The first of these is the surging growth of public higher education and the relatively slower growth of private colleges and universities.
During the most recent period for which good figures are available (from 1972 to 2005), more young people entered the world of higher education than at any time in American history. Where did they go? Increasingly into public, not private, schools. In the space of that one generation, public colleges and universities wound up with more than 13 million students in their classrooms while private institutions enrolled about 4.5 million. Students in public schools tended toward majors in managerial, technical, and pre-professional fields while students in private schools pursued more traditional and less practical academic subjects.
Although many public institutions have had an interest in teaching the humanities, their prime role has always rested elsewhere: in engineering, research science, and the applied disciplines (agriculture, mining, viniculture, veterinary medicine, oceanography). By contrast, private schools have until now been the most secure home of the humanities. But today even some liberal arts colleges are offering fewer courses in the liberal arts and more courses that are “practical.” With their ascendancy, the presiding ethos of public institutions—fortified by the numbers of majors and faculty, and by the amounts of money involved—has come to exert a more and more powerful thrust in American higher education. The result? The humanities, losing the national numbers game, find themselves moving to the periphery of American higher education.
But were they ever at the center? The notion that the literary humanities in particular have been at the heart of American higher education is, I think, a mirage. I once thought so because of the great popularity of the study of literature during my undergraduate and graduate years. Yet the “glory years” of English and American literature turn out to have been brief. Before we regret the decline of the literary humanities, then, we must acknowledge how fleeting their place in the sun was.
In this country and in England, the study of English literature began in the latter part of the 19th century as an exercise in the scientific pursuit of philological research, and those who taught it subscribed to the notion that literature was best understood as a product of language. The discipline treated the poems and narratives of a particular place, the British Isles, as evidence of how the linguistic roots of that place—Germanic, Romance, and other—conditioned what had been set before us as “masterpieces.” The twin focus, then, was on the philological nature of the enterprise and the canon of great works to be studied in their historical evolution.
Professing Literature: An Institutional History, Gerald Graff’s impressive study of what happened next, shows that even criticism of that canon is not yet a century old: “Scholar and critic emerge as antithetical terms,” he writes, and “the gulf further widens between fact and value, investigation and appreciation, scientific specialization and general culture.” Yet neither side denied the existence of a canon or that its historical development could be studied.
The stability of these ideas in the postwar years, from the late 1940s until the early 1970s, permitted the spectacular growth in English departments. The number of English majors spurted up from 17,000 to 64,000 and the number of graduate students from 230 to 1,591. (As part of that spurt, I entered graduate school in 1961 and got my Ph.D. seven years later.) But by 1985/86, the number of undergraduate English majors had fallen back to 34,000, despite a hefty increase in total nationwide undergraduate enrollment. In the foreign languages, philosophy, and history, the story was the same: impressive growth followed by swift decline. The history of enrollments reveals, then, that the study of English and American literature enjoyed only a momentary glamour.
What was the appeal of English during those now long-ago days? For me, English as a way of understanding the world began at Haverford College, where I was an undergraduate in the late 1950s. The place was small, the classrooms plain, the students all intimidated boys, and the curriculum both straightforward and challenging. What we read forced us to think about the words on the page, their meaning, their ethical and psychological implications, and what we could contrive (in 500-word essays each week) to write about them. With the books in front of us, we were taught the skills of interpretation. Our tasks were difficult, the books (Emerson’s essays, David Copperfield, Shaw’s Major Barbara, the poetry of Emily Dickinson, and a dozen other works) were masterly, and our teacher possessed an authority it would have been “bootless” (his word) to question.
Studying English taught us how to write and think better, and to make articulate many of the inchoate impulses and confusions of our post-adolescent minds. We began to see, as we had not before, how such books could shape and refine our thinking. We began to understand why generations of people coming before us had kept them in libraries and bookstores and in classes such as ours. There was, we got to know, a tradition, a historical culture, that had been assembled around these books. Shakespeare had indeed made a difference—to people before us, now to us, and forever to the language of English-speaking people.
Finding pleasure in such reading, and indeed in majoring in English, was a declaration at the time that education was not at all about getting a job or securing one’s future. In comparison with the pre-professional ambitions that dominate the lives of American undergraduates today, the psychological condition of students of the time was defined by self-reflection, innocence, and a casual irresponsibility about what was coming next.
Also visible in the late 1940s and early 1950s were thousands of GIs returning from World War II with a desire to establish for themselves lives as similar as possible to those they imagined had been led by the college generation before their own. For these veterans, college implied security and tradition, a world unlike the one they had left behind in Europe and the Pacific. So they did what they thought one always did in college: study, reflect, and learn. They would reconnect, they thought, with the cultural traditions the war had been fought to defend. Thus a curriculum complete with “great books” and a pantheon of established authors went without question for those students, and it was reinforced for everybody else.
For those like me who immediately followed them in the 1950s and early 1960s, the centrality of the humanities to a liberal education was a settled matter. But by the end of the 1960s, everything was up for grabs and nothing was safe from negative and reductive analysis. Every form of anti-authoritarian energy—concerning sexual mores, race relations, the war in Vietnam, mind-altering drugs—was felt across the nation (I was at Berkeley, the epicenter of all such energies). Against such ferocious intensities, few elements of the cultural patterns of the preceding decades could stand. The long-term consequences of such a spilling-out of the old contents of what college meant reverberate today.
In addition to the long-term consequences, today there are stunning changes in the student population: there are more and more gifted and enterprising students coming from immigrant backgrounds, students with only slender connections to Western culture and to the assumption that the “great books” of England and the United States should enjoy a fixed centrality in the world. What was once the heart of the matter now seems provincial. Why throw yourself into a study of something not emblematic of the world but representative of a special national interest? As the campus reflects the cultural, racial, and religious complexities of the world around it, reading British and American literature looks more and more marginal. From a global perspective, the books look smaller.
But there are additional reasons for the drop in numbers of students concentrating in English and other subjects in the literary humanities. History, geography, and demography do not explain it all. Other forces, both external and internal, have been at work. The literary humanities and, in particular, English are in trouble for reasons beyond their control and for reasons of their own making. First, an obvious external cause: money. With the cost of a college degree surging upward during the last quarter century—tuition itself increasing far beyond any measure of inflation—and with consequent growth in loan debt after graduation, parents have become anxious about the relative earning power of a humanities degree. Their college-age children doubtless share such anxiety. When college costs were lower, anxiety could be kept at bay. (Berkeley in the early ’60s cost me about $100 a year, about $700 in today’s dollars.) Alexander W. Astin’s research tells us that in the mid-1960s, more than 80 percent of entering college freshmen reported that nothing was more important than “developing a meaningful philosophy of life.” Astin, director of the Higher Education Research Institute at UCLA, reports that “being very well off financially” was only an afterthought, one that fewer than 45 percent of those freshmen thought to be an essential goal. As the years went on, however, and as tuition shot up, the two traded places; by 1977, financial goals had surged past philosophical ones, and by the year 2001 more than 70 percent of undergraduate students had their eyes trained on financial realities, while only 40 percent were still wrestling with meaningful philosophies.
Off-campus, the consumer’s point of view about future earnings and economic security was a mirror image of on-campus thinking in the offices of deans, provosts, and presidents. I was in those offices, day in and day out, for 20 years, and can report that such officials are forever considering how to exploit available resources against ever-growing operating costs. As those costs grow, they create a paradox: the only way to bring in more money, over and above tuition income, is to employ more and more people to attract philanthropic donors and to assure the continuing flow of research dollars from governmental and other sources. Every administrator is complicit in the expanding number of necessary non-faculty employees—development officers, technical support staff, research assistants, lawyers attuned to federal regulations—and human resource personnel to handle the ever-growing numbers of just such new employees. I agree with historian Lynn Hunt’s description of the situation: “The university staff as a whole is getting bigger, but the relative presence of faculty, secretaries, and janitors is actually declining.” The faculty decline is, in particular, in the humanities, which bring in almost no outside income. Economists, chemists, biologists, psychologists, computer scientists, and almost everyone in the medical sciences win sponsored research, grants, and federal dollars. By and large, humanists don’t, and so they find themselves as direct employees of the institution, consuming money in salaries, pensions, and operating needs—not external money but institutional money.
The English department has one sturdy lifeline, however: it is responsible for teaching composition. While this duty is always advertised as an activity central to higher education, it is one devoid of dignity. Its instructors are among the lowest paid of any who hold forth in a classroom; most, though possessing doctoral degrees, are ineligible for tenure or promotion; their offices are often small and crowded; their scholarship is rarely considered worthy of comparison with “literary” scholarship. Their work, while crucial, is demeaned.
Despite sheltering this central educational service, English departments are regarded by those who manage the university treasury as more liability than asset. The presence of endowed “centers for the humanities,” the availability of grants from the Guggenheim Foundation, the American Council of Learned Societies (ACLS), the MacArthur Foundation or the National Endowment for the Humanities, and others, ease in only small ways the financial crunch universities now endure. As John H. D’Arms, formerly the head of the ACLS, reported more than a decade ago, even the meager outside support conveyed to humanists is slowly drying up and the responsibility for their well-being is “being increasingly shifted to the colleges and universities and . . . they cannot, or will not, make up the losses from other sources.”
These, then, are some of the external causes of the decline of English: the rise of public education; the relative youth and instability (despite its apparent mature solidity) of English as a discipline; the impact of money; and the pressures upon departments within the modern university to attract financial resources rather than simply use them up. On all these scores, English has suffered. But the deeper explanation resides not in something that has happened to it, but in what it has done to itself.
English has become less and less coherent as a discipline and, worse, has come near exhaustion as a scholarly pursuit. English departments have not responded energetically and resourcefully to the situation surrounding them. While aware of their increasing marginality, English professors do not, on the whole, accept it. Reluctant to take a clear view of their circumstances—some of which are not under their control—they react by asserting grandiose claims while pursuing self-centered ends. Amid a chaos of curricular change, requirements dropped and added, new areas of study in competition with older ones, and a variety of critical approaches jostling against each other, many faculty members, instead of reconciling their differences and finding solid ground on which to stand together, have gone their separate ways. As they have departed, they have left behind disorder in their academic discipline. Unable to change history or rewrite economic reality, they might at least have kept their own house in order. But this they have not done.
The result—myriad pursuits, each heading away from any notion of a center—has prompted many thoughtful people to question what, indeed, the profession of literature amounts to. As long ago as 1982, the iconoclastic literary critic Frederick Crews, keenly attracted to exposing the moribund in intellectual life, announced that the study of English literature couldn’t decide if it was “a legitimate discipline or only a pastime.” He concluded that it was not so much a profession as a “comatose field.” Two decades later, in 2004, looking back over his shoulder, the intellectual historian and literary journalist Louis Menand told his fellow professors at the annual meeting of the Modern Language Association something they already knew: while student enrollment in the humanities peaked around 1970, “it has been downhill” ever since. His verdict: “It may be that what has happened to the profession is not the consequence of social or philosophical changes, but simply the consequence of a tank now empty.” His homely metaphor pointed to the absence of genuinely new frontiers of knowledge and understanding for English professors to explore. This is exactly the opposite, he implied, of the prospects that natural scientists face: many frontiers to cross, much knowledge to be gained, real work to do.
Indeed, inquests abound. The annual meetings of the Modern Language Association have become somber opportunities for scholars to engage in painful rituals of self-diagnosis and confessions of despair. In 2006, Marjorie Perloff, then president of the organization and herself a productive and learned critic, admonished her colleagues that, unlike other members of the university community, they might well have been plying their trade without proper credentials: “Whereas economists or physicists, geologists or climatologists, physicians or lawyers must master a body of knowledge before they can even think of being licensed to practice,” she said, “we literary scholars, it is tacitly assumed, have no definable expertise.”
Perhaps the most telling sign of the near bankruptcy of the discipline is the silence from within its ranks. In the face of one skeptical and disenchanted critique after another, no one has come forward in years to assert that the study of English (or comparative literature or similar undertakings in other languages) is coherent, does have self-limiting boundaries, and can be described as this but not that.
Such silence strongly suggests a complicity of understanding, with the practitioners in agreement that to teach English today is to do, intellectually, what one pleases. No sense of duty remains toward works of English or American literature; amateur sociology or anthropology or philosophy or comic books or studies of trauma among soldiers or survivors of the Holocaust will do. You need not even believe that works of literature have intelligible meaning; you can announce that they bear no relationship at all to the world beyond the text. Nor do you need to believe that literary history is helpful in understanding the books you teach; history itself can be shucked aside as misleading, irrelevant, or even unknowable. In short, there are few, if any, fixed rules or operating principles to which those teaching English and American literature are obliged to conform. With everything on the table, and with foundational principles abandoned, everyone is free, in the classroom or in prose, to exercise intellectual laissez-faire in the largest possible way—I won’t interfere with what you do and am happy to see that you will return the favor. Yet all around them a rich literature exists, extraordinary books to be taught to younger minds.
Consider the English department at Harvard University. It has now agreed to remove its survey of English literature for undergraduates, replacing it and much else with four new “affinity groups”—“Arrivals,” “Poets,” “Diffusions,” and “Shakespeares.” The first would examine outside influences on English literature; the second would look at whatever poets the given instructor would select; the third would study various writings (again, picked by the given instructor) resulting from the spread of English around the globe; and the final grouping would direct attention to Shakespeare and his contemporaries.
Daniel Donoghue, the department’s director of undergraduate studies, told The Harvard Crimson last December that “our approach was to start with a completely clean slate.” And Harvard’s well-known Shakespeare scholar Stephen Greenblatt also told the Crimson that the substance of the old survey will “trickle down to students through the professors themselves who, after all, specialize in each of these areas of English literature.” But under the proposal, there would be no one book, or family of books, that every English major at Harvard would have read by the time he or she graduates. The direction to which Harvard would lead its students in this “clean slate” or “trickle down” experiment is to suspend literary history, thrusting into the hands of undergraduates the job of cobbling together intellectual coherence for themselves. Greenblatt puts it this way: students should craft their own literary “journeys.” The professors might have little idea of where those journeys might lead, or how their paths might become errant. There will be no common destination.
As Harvard goes, so often go the nation’s other colleges and universities. Those who once strove to give order to the curriculum will have learned, from Harvard, that terms like core knowledge and foundational experience only trigger acrimony, turf protection, and faculty mutinies. No one has the stomach anymore to refight the Western culture wars. Let the students find their own way to knowledge.
For me, this turn of events has proven anything but happy or liberating. I have long wanted to believe that I am a member of a profession, a discipline to which I could, if fortunate, add my knowledge and skill. I have wanted to believe that this discipline had certain borders and limitations and that there were essential things to know, to preserve, and to pass on. But it turns out that everything now is porous, hazy, and open to never-ending improvisation, cancellation, and rupture; the “clean slates” are endlessly forthcoming. Fads come and go; theories appear with immense fanfare only soon to be jettisoned as bankrupt and déclassé. The caravan, always moving on, travels light because of what it leaves behind.
Meanwhile, undergraduates have become aware of this turmoil surrounding them in classrooms, hallways, and coffee lounges. They see what is happening to students only a few years older than themselves—the graduate students they encounter as teaching assistants, freshman instructors, or “acting assistant professors.” These older students reveal to them a desolate scene of high career hopes soon withered, much study, little money, and heavy indebtedness. In English, the average number of years spent earning a doctoral degree is almost 11. After passing that milestone, only half of new Ph.D.’s find teaching jobs, the number of new positions having declined over the last year by more than 20 percent; many of those jobs are part-time or come with no possibility of tenure. News like that, moving through student networks, can be matched against, at least until recently, the reputed earning power of recent graduates of business schools, law schools, and medical schools. The comparison is akin to what young people growing up in Rust Belt cities are forced to see: the work isn’t here anymore; our technology is obsolete.
I still teach, and do so with a veteran’s pride in what I know and what I hope I can give. My classrooms are, I hope, bright and sunny places where we can spend good time with Joyce’s Ulysses or Woolf’s To the Lighthouse. But I know what some of my students sense, that what we do now faces an array of problems, any one of which might prove surmountable, but which together amount to an enervating spectacle. Fewer and fewer undergraduates are showing up in classrooms, mine and everyone else’s; the pleasure of undergraduate reading is everywhere blighted by worries about money and career; university administrators are more likely to classify “literary types” as budgetary liabilities than as assets; the disciplines we teach are in a free fall, as ideology, ethnicity, theory, gender, sexuality, and old-fashioned “close reading” spin away from any center of professional consensus about joint purposes; and the youngest would-be professionals, shrinking in number, stare at diminished job prospects.
It would be a pleasure to map a way out of this academic dead end. First, several of my colleagues around the country have called for a return to the aesthetic wellsprings of literature, the rock-solid fact, often neglected, that it can indeed amuse, delight, and educate. They urge the teaching of English, or French, or Russian literature, and the like, in terms of the intrinsic value of the works themselves, in all their range and multiplicity, as well-crafted and appealing artifacts of human wisdom. Second, we should redefine our own standards for granting tenure, placing more emphasis on the classroom and less on published research, and we should prepare to contest our decisions with administrators whose science-based model is not an appropriate means of evaluation. Released from the obligation to deliver research results in the form of little-read monographs and articles, humanists could then resolve to spend their time teaching what they love to students glad to learn. If they wanted to publish, they could do so—at almost no cost—on the Internet, and like-minded colleagues could rapidly share the results of such research and speculation. Most important, the luxury of reading could be welcomed back. I want to believe in what they say.
I have also wanted to believe that English and American literature constitutes a subject of study that is historically coherent and shaped by the intrinsic design of its own making. The causes giving it that shape can be analyzed, as can the merit and integrity of each of the achievements within it. And students, without whose energetic presence the study will wither, can be attracted to an activity—partly aesthetic and partly detective-like—in which they can participate along with teachers who bring enthusiasm to the work at hand. Like young scientists teaming together with older scientists at the same workbench, they can be made to feel that what they are doing makes sense, is shared by others, and will result in knowledge worth having. Perhaps they, the youngest generation, can labor with their teachers in putting together the house that has forfeited its sense of order. If they do, they can graduate with the knowledge that they possess something: a fundamental awareness of how a certain powerful literature was created over time, how its parts fit together, and how the process of creation has been renewed and changed through the centuries.
Some of their detective work could involve topics of great current interest—the role of race or gender or sexuality in the making of a work. But the focus would or should be on the books, not on the theories they can be made to support. English departments need not refight the Western culture wars. But they need to fight their own book wars. They must agree on which texts to teach and argue out the choices and the principles of making them if they are to claim the respect due a department of study.
They can also convert what many of them now consider a liability and a second-rate activity into a sizable asset. They can teach their students to write well, to use rhetoric. They should place their courses in composition and rhetoric at the forefront of their activities. They should announce that the teaching of composition is a skill their instructors have mastered and that students majoring in English will be certified, upon graduation, as possessing rigorously tested competence in prose expression. Those students will thus carry with them, into employment interviews or into further educational training, a proficiency everywhere respected but too often lacking among college graduates.
If nothing is done to put an end to the process of disintegration, the numbers will continue in a steady downward spiral. More and more of the teaching jobs in the humanities will be occupied by untenured part-timers (in English, it is now one in six). But the good news is that certain forms of intellectual history will still be written and will still be accessible to ordinary readers. Shakespeare’s plays will still be performed, even if largely unsponsored by departments of English. Literary biography will still command an appreciative readership. The better private institutions, aware of noblesse oblige, will prove kinder than large public institutions to the literary humanities, but even this solicitude will have its limits.
The study of literature will then take on the profile now held, with moderate dignity, by the study of the classics, Greek and Latin. For those of us who care about literature and teaching, this is a depressing prospect, but not everyone will share the sense of loss. As the Auden poem about another failure has it, “the expensive delicate ship that must have seen / Something amazing, a boy falling out of the sky, / had somewhere to get to and sailed calmly on.”
But we can, we must, do better. At stake are the books themselves and what they can mean to the young. Yes, it is just a literary tradition. That’s all. But without such traditions, civil societies have no compass to guide them. That boy falling out of the sky is not to be neglected.
Article printed from The American Scholar: http://www.theamericanscholar.org
URL to article: http://www.theamericanscholar.org/the-decline-of-the-english-department/
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